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Sustainability Symposium:
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Naturally occurring asbestos (NOA) is no different than asbestos found in buildings and products. Although human exposure to any asbestos is harmful, human exposure to NOA is particularly problematic because it occurs in varied locations, in varied forms, and in varied quantities. Unlike the laws applicable to asbestos in the occupational setting, the laws applicable to NOA are vague and often unhelpful. As a result, health professionals, regulators, and lawyers find it difficult to advise communities about risk and liability issues. This article examines these issues in the context of NOA in northwest Washington State. Specifically, a large landslide on Sumas Mountain in rural Whatcom County deposits more than 100,000 cubic yards of soil containing NOA and heavy metals into Swift Creek every year. Unfortunately, Swift Creek is part of an international river system that delivers NOA across farmlands, through small towns, and into Canada. This is a particularly intractable problem because asbestos-laden soil will continue to slide into Swift Creek for at least the next 400 years. As the river system continues to deposit NOA onto riverbanks, across farmland, and into yards and basement, possible health risks to humans will need to be addressed. Because the scale of this asbestos dilemma is particularly daunting, both in terms of the timeframe and of the affected geographical area, it highlights many of the difficulties of addressing NOA and its effects on communities. This article evaluates applicable laws and discusses the difficulties of piecing together a solution to a problem that the legal system does not recognize. As agencies and residents continue to grapple with the enormous Swift Creek asbestos problem, hopefully those experiences will contribute to the development of a more rational policy to address the difficult legal and health issues raised by NOA.
I. Introduction[W]here we are right now is a seam between the authorities. And that’s not an answer you want to hear, but to the extent I understand it, it’s probably the reality. —Mike McCormick, Seattle District Commander, U.S. Army Corps of Engineers.Transcript of Swift Creek Meeting at Glen Echo Community Club 35 (Nov. 20, 2007) [hereinafter Nov. 2007 Transcript], available at http://yosemite.epa.gov/r10/CLEANUP.NSF/sites/sumasmtndocs/$FILE/Swift+Creek+Meeting+Transcript_Nov2007.pdf. If there is a problem now, there must be a way to address it. —Clifford Villa, Assistant Regional Counsel, U.S. Environmental Protection Agency, Region 10.Minutes of the Whatcom Cnty. Council Special Surface Water Work Session 9 (July 18, 2006), available at http://www.co.whatcom.wa.us/council/2006/minutes/water_resources/sw0718.pdf.
All asbestos occurs naturally, which makes the term “naturally occurring asbestos” (NOA) somewhat misleading. Nonetheless, the “natural” label is widely applied to asbestos minerals found in their natural state—in bedrock or soils.Bradley S. Van Gosen, U.S. Geological Survey, Reported Historic Asbestos Prospects, and Natural Asbestos Occurrences in the Rocky Mountain States of the United States (Colorado, Idaho, Montana, New Mexico, and Wyoming) (2007), http://pubs.usgs.gov/of/2007/1182/pdf/Plate.pdf. Because NOA is “natural,” it is difficult for many people to believe that exposure to asbestos in the environment could be harmful, despite the fact that asbestos used in manufactured products is known to harm health.Jill J. Dyken & John S. Wheeler, ATSDR’s Experience with Community Exposure to ‘Naturally Occurring Asbestos’, 70 J. Envtl. Health 74 (2008). The potential for human exposure to NOA is widespread throughout the United States.Agency for Toxic Substances and Disease Registry, Dep’t of Health and Human Servs., Naturally Occurring Asbestos Locations in the Contiguous USA and Alaska and the 100 Fastest Growing U.S. Counties (July 20, 2007), http://www.atsdr.cdc.gov/noa/docs/usamap.pdf. According to the U.S. Geological Survey (USGS), asbestos-containing minerals have been documented in twenty-seven of fifty states,Jeff Slivka, Naturally Occurring Conditions Could Create Liability For Contractors, Insurers, Nat'l Underwriter Prop. & Cas. Ins. (July 27, 2009), http://www.propertycasualty360.com/2009/07/27/naturally-occurring-conditions-could-create-liability-for-contractors-insurers; see also Naturally Occurring Asbestos, Agency for Toxic Substances and Disease Registry, Dep’t of Health and Human Servs., http://www.atsdr.cdc.gov/NOA/where_is_asbestos_found.html (containing links to maps showing known deposits of NOA). In Washington State, “Swift Creek might be the most well known landslide to contain asbestos but since asbestos occurs throughout Washington State, many other landslides have the potential to contain asbestos.” Landslides Potentially Containing Asbestos, Sliding Thought Blog (July 9, 2009), http://slidingthought.wordpress.com/2009/07/09/landslides-potentially-containing-asbestos/; see also Deep-Seated Landslides in Formations that Contain Asbestos, Sliding Thought Blog, http://slidingthought.files.wordpress.com/2009/07/asbestos-landslides2.jpg. including a number of areas where development is occurring rapidly. As a result, increased construction and land development will generate dust that contains NOA, leading to potential environmental health hazards from airborne asbestos.R.J. Lee et al., Naturally Occurring Asbestos—A Recurring Public Policy Challenge, 153 J. Hazardous Materials 1, 2 (2007). Asbestos has been regulated extensively in occupational settings because of the acute health hazards it creates in that context. Asbestos in the environment, however, exposes the many gaps in scientific knowledge about asbestos and its toxicity and adds some epidemiological and ecological wrinkles of its own. The Agency for Toxic Substances and Disease Registry (ATSDR), a federal public health agency that addresses exposure to hazardous substances in the environment, summarized the problem of quantifying NOA exposure in communities as follows:
Health professionals and regulators find it difficult to advise communities about the risks posed by NOA, leaving residents uncertain about what risks they may face and what responses are appropriate. Lawyers similarly may find it difficult to provide clients or communities with clear advice about options and liabilities in this emerging legal field, which incorporates some aspects of asbestos law (even when it is not helpful in the environmental context) and excludes other aspects of the law (even when they would be helpful in the environmental context). Clients with asbestos-laden soils and communities that need to plan for growth in areas with asbestos face uncertain liabilities based on risks that are difficult to quantify. This article examines these issues in the context of the environmental and potential health problems created by NOA from the crumbling serpentine face of Sumas Mountain in northwest Washington State. Because the scale of this asbestos dilemma is particularly daunting, both in terms of the timeframe and of the affected geographical area, it highlights many of the difficulties of addressing NOA and its effects on communities. A large landslide on Sumas Mountain, believed to be the result of natural forces, deposits more than 100,000 cubic yards of soil containing chrysotile asbestos fibers and heavy metals into Swift Creek every year.Pacific Surveying and Engineering, Inc., Whatcom County Dep’t of Pub. Works, Swift Creek Sediment Management Plan Proposed Design 1 (March 30, 2011) [hereinafter Sediment Management Plan], available at http://www.whatcomcounty.us/pds/plan/sepa/pdf/swift-creek-sediment-mgmt-plan-final-20110330.pdf. Asbestos-laden soils will slide into Swift Creek for at least the next 400–600 years;Kerr Wood Leidal Assocs., Swift Creek Background and Management Alternatives: Report to Whatcom County Flood Control Zone District 1-1 (2008). in the words of an engineering report, the landslide “represents a functionally unlimited sediment supply.”Id. at i. To complicate matters, Swift Creek is part of an international river system that delivers asbestos from the landslide to Canada. Swift Creek starts at the toe of the landslide and flows west for about four miles to its confluence with the Sumas River. The Sumas River, in turn, meanders roughly fifteen miles through agricultural land and past the small towns of Nooksack and Sumas before reaching the Canadian border. Once in Canada, the river flows through the city of Abbotsford, British Columbia, before merging with the Fraser River ten miles north of the border.Div. of Health Assessment and Consultation, U.S. Dep’t of Health and Human Servs., Health Consultation: Swift Creek Sediment Asbestos, Whatcom County, Washington 4 (2006) [hereinafter Health Consultation], available at http://www.atsdr.cdc.gov/hac/PHA/SwiftCreekSedimentAsbestos/SwiftCreekHC033006.pdf. As discussed below, the Canadian government and Canadian scientists have been actively involved in Swift Creek research. To date, however, Canada has not publicly advocated for a solution to the problem, despite evidence that American asbestos has affected Canadian rivers and farms. When Swift Creek and the Sumas River flood, a fairly regular occurrence, receding floodwaters coat farmland with asbestos-laden soils and heavy metals. This can prevent crop growth. Until recently, sampling along Swift Creek had indicated that asbestos levels in sediments ranged from around one percent to as high as four percent. In May 2009, however, samples along areas of the Sumas River that flooded during the previous winter showed much higher concentrations. Almost all samples contained at least ten percent asbestos, and the percentage of asbestos in some samples reached twenty-seven percent. By comparison, the federal workplace standard for asbestos exposure is one percent, and federal health and environmental agencies state that there is no safe level of exposure to asbestos. The existence of such high levels of asbestos along the Sumas River has caused concern among federal, state, and local agencies. Many of the people who live along Swift Creek and the Sumas River, in contrast, view the health risk as a figment of the environmental and health officials’ imaginations. The nature of the risk that asbestos creates causes this crucial disconnect between the agencies and the people that they serve. People understand harm, especially harm to health, when they can see it and when there is a clear cause-and-effect relationship. What harm does NOA cause? In ten, twenty, or thirty years, some residents may suffer from one of the lung diseases associated with asbestos. Perhaps, for any given individual, NOA exposure will result in no harm at all. The discovery of asbestos in the soils, however, clearly has harmed some property owners in the area. Their property is suddenly worth much less, and they can do less with it. Although asbestos-laden sediments continue to clog Swift Creek, government agencies no longer allow the creek to be dredged. The immediate harms of flooding and of the legal uncertainty surrounding NOA appear, to some residents, to be far worse than the health risks. As a result, residents often view the agencies charged with protecting them as the sources of their problems. As one citizen stated at a public meeting:
Although some members of the public blame the Environmental Protection Agency (EPA) for creating the problem of asbestos, and many residents may wish that the agencies would just go away, neither the agencies nor the public will be able to close the Pandora’s box of potentially dangerous contamination. Health and environmental agencies cannot say with certainty that exposure to asbestos at the levels found along Swift Creek and the Sumas River is safe, and as long as that is the case, the area remains under a cloud. Even if there is no immediate harm, the prospect of harm creates a problem. Out of fairness to the residents and property owners along Swift Creek and the Sumas River, the identification of a problem ought to lead to the timely development of a solution. Unfortunately, existing law does not provide a clear solution. As discussed below, the federal Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA),Comprehensive Environmental Response, Compensation, and Liability Act, 42 U.S.C. §§ 9601–9675 (2010). See infra text accompanying notes 143–84, for a discussion of CERCLA and its applicability to NOA. often referred to as the Superfund law, could impose liability for exposure to asbestos resulting from human activities that artificially disrupt asbestos-laden soils. In Whatcom County, this could include creek dredging that has occurred since the 1940s and the subsequent use of dredge spoils for unknown, but presumably widespread, purposes. However, Superfund liability raises several knotty problems. The primary problem is that there is no dumper, no polluter, and no big company making money by externalizing the costs of its environmental harm. Although humans have dredged the creek and moved the soils, nature is the primary “responsible party.” The only potentially liable parties are government agencies and private individuals who behaved rationally, even responsibly, in response to a natural threat. This raises the second problem with Superfund liability: there are very few entirely clean hands. A number of agencies, at various levels, have authorized or have been involved in actions that disturbed asbestos-bearing soils over the years. It would be difficult for any agency to attempt to impose liability on any other party without raising questions about its own role. Finally, the likely costs of liability are so high that no potentially liable party would be able to provide sufficient resources. One hypothetical option would be to attack the problem at its source by building structures or channeling water to prevent the release of NOA from the landslide on Sumas Mountain. As discussed below, however, engineering solutions are expensive and may not even provide a permanent solution to the problem. The United States Army Corps of Engineers (Corps) may have a role to play. The Corps has suggested that its ecosystem restoration authority could help address the Swift Creek watershed. Two immediate practical problems plague this authority: first, the Corps’ cost-benefit requirements do not favor spending large sums of public money in sparsely populated areas; and second, a local partnership requirement would impose costs on cash-strapped local or state agencies. A state-of-the-art proposal for a solution to Swift Creek might include land use planning to avoid increased exposure to asbestos-laden soils, the construction of a sediment trap to reduce short-term threats, and acquisition of the properties that are most significantly affected. Reflecting the unusual circumstances of the problem—the property is almost all in private ownership, and some riverbank homes are in small towns—the property within the hazard area could be subject to a long-term buyout program. The cost of such a program, while high, would be much lower than any other alternative. There is no legal obligation for any agency to create or fund a buyout program, however, and no obvious funding source. Absent evidence of immediate harm, there is no constituent pressure; in fact, many constituents likely would oppose such a program. Under these circumstances, dedicating public funds to the purchase of property in a sparsely populated area in response to a problem that is largely outside the focus of major media is unlikely. Basic fairness calls for such a solution, however, because the status quo is not likely to be kind to property owners affected by NOA. Real estate laws require owners to disclose asbestos in or on property,Wash. Rev. Code § 64.06.013 (2010). and buyers are likely unwilling to accept the risk of asbestos except at a discount. A buyout program could ensure that landowners were offered reasonable compensation, constituting both a prudent long-term fiscal policy for the public sector and the assurance of fair treatment of innocent landowners. II. Asbestos Risks and Information GapsLooking around the room, I've been here longer than anybody here. I've walked on this dirt and I've drank water out of the wells and I think I'm the healthiest individual in the room. —Vernon Leibrant, Resident, Whatcom County, Washington.Nov. 2007 Transcript, supra note 1, at 37. A. How Dangerous Is Naturally Occurring Asbestos? The risk from NOA is difficult to quantify, difficult to communicate, and difficult for citizens to understand. Exemplifying this difficulty is a government publication on NOA, titled Limiting Environmental Exposure to Asbestos in Areas with Naturally Occurring Asbestos.Agency for Toxic Substances and Disease Registry, U.S. Dep’t. of Health and Human Servs., Limiting Environmental Exposure to Asbestos in Areas with Naturally Occurring Asbestos, http://www.atsdr.cdc.gov/noa/docs/Asbestos%20LimitExp_ENG_web.pdf. The fact sheet asks, “How could asbestos exposure make you sick?” and responds, “Important! Being exposed to asbestos does not mean you will develop health problems.”Id. at 2. These apparently conflicting messages—that asbestos may make you sick, but then again, it may not—reflect the scientific uncertainty about asbestos and its effects, as well as the difficulty of predicting exposure to NOA. 1. Definition and Detection of Asbestos Fibers Among the many factors that play into the uncertainties surrounding the health effects of NOA is the fact that the term “asbestos” does not clearly delineate the minerals of concern. Asbestos can be defined as follows:
The term “asbestos” was defined by industry to refer to minerals that were commercially exploited.Id. Asbestos fibers historically have been classified into two main mineralogical groups: serpentine and amphibole. Chrysotile, by far the predominate form of asbestos present at Swift Creek, is the only type of serpentine fiber and accounted for ninety-five percent of commercial asbestos applications.Robert Virta, U.S. Geological Survey, Asbestos: Geology, Mineralogy, Mining and Uses (2002), available at http://pubs.usgs.gov/of/2002/of02-149/of02-149.pdf. There are five types of amphibole minerals, including actinolite, anthophyllite, grunerite (amosite is the asbestiform version), riebeckite (crocidolite is the asbestiform version), and tremolite. Harper, supra note 19, at 1394. Actinolite fibers have been found in some Swift Creek-related soil samples. Julie Wroble, U.S. Envtl. Protection Agency, Environmental Monitoring for Asbestos: Sumas Mountain Asbestos Site Selected Residential Properties 3 (2011), available at http://www.epa.gov/region10/pdf/sites/sumasmountain/asbestos_monitoring_report_april2011.pdf. Other minerals, including talc and various lesser-known minerals that were not commercially exploited, may also have an asbestiform habit. Harper, supra note 19, at 1394–95. “Asbestiform” describes the shape assumed by crystals of minerals when they form as thin-hair-like fibers. Lee, supra note 7. Chrysotile asbestos has relatively long and flexible fibers, compared to the shorter, more brittle fibers of the amphibole variety.Agency for Toxic Substances and Disease Registry, U.S. Dep’t. of Health and Human Servs., Toxicological Profile for Asbestos 2 (2001) [hereinafter Toxicological Profile], available at http://www.atsdr.cdc.gov/toxprofiles/tp61.pdf. Asbestos is narrowly defined by regulatory agencies, including EPA and the Occupational Safety and Health Administration (OSHA), as fibers that are at least five micrometers (µm) in length with an aspect ratio greater than or equal to 3:1.Health Consultation, supra note 12, at 6. This regulatory definition of asbestos appears to be based not on epidemiological or clinical health data, but on the physical detection limits of the technology that was used to identify asbestos at the time that the regulations were developed.“The limit of [one] percent asbestos by weight for ACM is a somewhat arbitrary level and was chosen because of technological constraints (i.e., polarized light microscopy (PLM) could not detect asbestos levels below this level).” Anthony Perry, U.S. Envtl. Prot. Agency, A Discussion of Asbestos Detection Techniques for Air and Soil: Report Prepared for Office of Superfund Remediation and Technology Innovation (2004). The scientific bases of NOA regulations thus appear to be rather tenuous, and based largely on industrial standards that were formulated using outdated PLM technology. The instrument capability derives from Phase Contrast Microscopes (PCM), which are most commonly used to analyze asbestos samples originating from industrial activity. Id. Transmission electron microscopy is more efficient. It can identify fibers at 30,000 times magnification, where an optical microscope can only identify fibers at 400 times magnification. Office of Inspector General Report, EPA’s Actions Concerning Asbestos-Contaminated Vermiculite in Libby, Montana 2001-S-7 20 (2001), available at http://www.nycosh.org/workplace_hazards/epa-oig-montana.pdf. Electron microscopy is capable of resolving asbestos fibers smaller than five micrometers in length, but is considerably more expensive than PCM. Ecology & Env’t, Inc., U.S. Envtl. Prot. Agency, Summary Report of EPA Activities, Swift Creek Asbestos Site, Whatcom County, Washington 3-1 (2007) [hereinafter 2007 EPA Summary Report], available at http://yosemite.epa.gov/r10/CLEANUP.NSF/sites/sumasmtndocs/$FILE/Final+Report.pdf. When electron microscopes are used to analyze asbestos samples, fibers are counted in Polarized Light Microscope Equivalents (PCME), and only those fibers meeting the strict regulatory definition are included in the final count. Id. The majority of asbestos fibers identified at Swift Creek are shorter than five micrometers in length.2007 EPA Summary Report, supra note 24, at 6-3. While such fibers do not meet the regulatory definition of asbestos, it has not been established that they do not have health impacts.ATSDR has observed: 2. Health Risks from Asbestos Asbestos fibers are dangerous when inhaled because the fibers lodge in the lungs. They can remain there for a lifetime, damaging the lungs or lung lining. Although asbestos is associated with asbestosis (pneumoconiosis), a scarring of the lungs caused by exposure to relatively large asbestos concentrations in the workplace, lung cancer and mesothelioma are the major health concerns related to asbestos in the environment.Harper, supra note 19, at 1394. Mesothelioma is a cancer of the tissue that lines the lungs, stomach, heart, and other organs.Mesothelioma, Nat’l Institutes of Health, http://www.nlm.nih.gov/medlineplus/mesothelioma.html (last visited Nov. 22, 2011). ATSDR, the federal agency that compiles such data, describes mesothelioma as a “relatively rare” cancer primarily associated with exposure to asbestos. Lung cancer, in contrast, is the leading cause of cancer-related death, accounting for about twenty-nine percent of all cancer deaths. Cigarette smoking is by far the most important risk factor for lung cancer, and cigarette smoking combined with asbestos exposure greatly increases the likelihood of lung cancer.Asbestos: Health Effects, Agency for Toxic Substances & Disease Registry (April 1, 2008), http://www.atsdr.cdc.gov/asbestos/asbestos/health_effects/. Diseases from asbestos exposure take a long time to develop. Signs or symptoms of asbestos-related disease usually do not appear for ten to twenty years,Id. and mesothelioma has a thirty- to fifty-year latency period.Mesothelioma, supra note 28. When symptoms do appear, however, they may resemble the symptoms of other diseases. There is no effective treatment for asbestosis, which may lead to respiratory failure and death over twelve to twenty-four years. Mesothelioma is usually associated with an extremely poor prognosis.Mesothelioma‑Malignant, Nat’l Institutes of Health, http://www.nlm.nih.gov/medlineplus/ency/article/000115.htm (last visited Nov. 22, 2011). According to ATSDR, all types of asbestos cause cancer, but the amphibole type is considered the most toxic.Toxicological Profile, supra note 22, at 1. There is no conclusive epidemiological data that supports this statement, however, and EPA does not differentiate between fiber types when assessing risk of asbestos exposure.Interview by Douglas Naftz with Julie Wroble, Toxicologist, U.S. Envtl. Prot. Agency (Mar. 2, 2009). The International Agency for Research on Cancer has concluded that all commercial asbestos fibers cause lung cancer and mesothelioma, and has found sufficient evidence that asbestos also causes laryngeal and ovarian cancers.T.L. Ogeden, Canadian Chrysotile Report Released—At Last, Annals Occupational Hygiene 1, 3 (2009). Likewise, the World Health Organization (WHO) has concluded that all forms of asbestos, including chrysotile, cause cancer. WHO notes that no threshold has been identified for the carcinogenic risk of chrysotile and recommends avoiding work likely to disturb asbestos fibers.World Health Org., Elimination of Asbestos-Related Diseases 2 (Sept. 2006), available at http://www.who.int/occupational_health/publications/asbestosrelateddiseases.pdf. Australia, New Zealand, and all countries in the European Union have banned chrysotile.Mia Rabson, Stop Paying to Promote Asbestos Use, Martin Urges, Winnipeg Free Press, Nov. 6, 2011, http://www.winnipegfreepress.com/local/stop-paying-to-promote-asbestos-use-martin-urges-88532167.html. Uncertainties regarding asbestos risk, intertwined with politics, have precluded asbestos bans in the United States and Canada. Asbestos is an overtly political issue in Canada, where a large mine in Quebec produces chrysotile asbestos for export, and the federal government subsidizes the Chrysotile Institute, a Quebec-based advocacy group established in 1984 to promote the use of chrysotile.Id. In 2007, Health Canada, the Canadian federal health department, convened an “expert panel” of scientists with varied views on the health risks of chrysotile exposure.Health Canada, Chrysotile Asbestos Consensus Statement and Summary: Chrysotile Asbestos Expert Panel (Mar. 2008). The panel’s report, which contained cautious statements suggesting that several sources indicate that chrysotile probably causes lung cancer, was withheld from publication for over a year. This prompted the panel’s British chair to observe, “[t]he unexplained long delay in publishing the Canadian report illustrates that chrysotile risk is still a political issue, but the table and other aspects of the report illustrate the wide measure of agreement that now exists on the science.”Ogeden, supra note 35. Canada has since led the effort to block the designation of asbestos as a hazardous substance under the Rotterdam Convention, an international treaty that imposes disclosure and trade requirements on listed substances.Rotterdam Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade, opened for signature Sept. 10, 1998, 2244 U.N.T.S 337; see Steve Rennie, Harper Parties in Mining Town as Canada Keeps Asbestos off Hazardous List, Globe and Mail, Jun. 24, 2011, http://www.theglobeandmail.com/news/politics/harper-parties-in-mining-town-as-canada-keeps-asbestos-off-hazardous-list/article2074399/. In the United States, EPA attempted to phase out and ban the manufacture, import, processing, and distribution of asbestos products in 1989,Asbestos; Manufacture, Importation, Processing, and Distribution in Commerce Prohibitions, 54 Fed. Reg. 29,460, 29,468 (July 12, 1989) (to be codified at 40 C.F.R. pt. 763). but the Fifth Circuit overruled the attempted ban two years later in Corrosion Proof Fittings v. EPA.Corrosion Proof Fittings v. U.S. Envtl. Prot. Agency, 947 F.2d 1201, 1214–15 (5th Cir. 1991). Note that in their amicus briefs, Canada and Quebec opposed EPA’s proposed ban; however, the court held that Canadian entities, including a Canadian mining company, did not have standing. Id. at 1208–09. The court recognized that “[a]n EPA-appointed panel reviewed over one hundred studies of asbestos and . . . concluded that asbestos is a potential carcinogen at all levels of exposure, regardless of the type of asbestos or the size of the fiber.”Id. at 1207. The court held, however, that EPA “presented insufficient evidence” to justify the ban,Id. at 1214–15. reasoning that EPA had not sufficiently balanced asbestos’ toxic effects on health and the environment against the benefits of asbestos, the availability of substitutes, and the economic consequences of the rule.Id. at 1216; see also id. at 1223 (“EPA, in its zeal to ban any and all asbestos products, basically ignored the cost side of the TSCA equation.”). Characterizing EPA’s proposed ban as the “death penalty alternative”Id. at 1215. (referring to the “death” of asbestos under the ban), the court held that EPA had not sufficiently established that less burdensome alternatives would be insufficient. The first Bush Administration did not appeal the court’s ruling, and manufacturers still use asbestos in consumer products in the United States, including brake pads and clutch linings.Mesothelioma and Asbestos Risk for Auto Mechanics, Surviving Mesothelioma: A Patient’s Guide (March 19, 2010), http://www.survivingmesothelioma.com/news/view.asp?ID=00111. Although the last U.S. asbestos mine closed in 2002, the United States imported 2530 metric tons of asbestos in 2005, along with 90,000 metric tons of products that contain it.David Whitney, Senate is Close to a Deal on a Bill to Ban the Use of Asbestos, Knight-Ridder Wash. Bureau (June 12, 2007), available at 2007 WLNR 10969779. Washington Senator Patty Murray introduced a bill to ban asbestos in 2002. The bill, Ban Asbestos in America Act, S. 742, 110th Cong. (2007), passed the Senate in 2007, but has not become law.Senator Patty Murray, Ban Asbestos in America, http://murray.senate.gov/public/index.cfm/banasbestosinamerica (last visited Nov. 22, 2011). Senator Murray has observed: “As I’ve pushed my bill in Congress, one of the biggest hurdles has been the senators’ and representatives’ assumption that asbestos was banned long ago.” Jennifer L. Leonardi, It’s Still Here! The Continuing Battle over Asbestos in America, 16 Vill. Envtl. L.J. 129, 130 (2005). Concerns over the scope and expense of asbestos lawsuits, as well as the economic and political strength of the asbestos lobby, have also contributed to the continued use of asbestos in the United States. Id. at 146. 3. Exposure to and Epidemiology of Naturally Occurring Asbestos NOA is found in a number of areas in the United States and around the world. The USGS and ATSDR have documented NOA in more than half of the states, including much of the West Coast.See, e.g., Van Gosen, supra note 3; Bradley S. Van Gosen, U.S. Geological Survey, Reported Historic Asbestos Mines, Historic Asbestos Prospects, and Other Natural Asbestos Occurrences in Oregon and Washington (2010), http://pubs.usgs.gov/of/2010/1041/downloads/Plate.pdf. Several of the areas investigated by ATSDR and EPA involve mining, which entails more intense occupational exposure than the Swift Creek asbestos situation. The infamous vermiculite mine in Libby, Montana, was so heavily contaminated with taconite asbestos that it caused asbestos-related disease affecting at least 1200 Libby residents.Bianca Forde, Revisiting Asbestos-Contaminant Exposure, Regulation, and Reckoning: When Death is in the Air, 35 B.C. Envtl. Aff. L. Rev. 289, 290 (2008). See generally Andrew Schneider & David McCumber, An Air That Kills: How the Asbestos Poisoning of Libby, Montana Uncovered a National Scandal (2008). Additionally, mines in Minnesota, New Jersey, and Alaska have also created health concerns.Harper, supra note 19, at 1401–03. A taconite mine at Silver Bay, Minnesota, released predominately short asbestos fibers in the air. Although these fibers, like many of the fibers detected at Swift Creek, were shorter than the five-micrometer standard in some asbestos regulations, some experts contend that these shorter fibers create a health risk that is as yet unrecognized by the antiquated asbestos regulatory scheme.Id. at 1401. In Ambler, Alaska, the asbestos-containing tailings of a mine were used to create unpaved gravel roads,Id. at 1402. similar to the use of dredged materials for numerous purposes in the Swift Creek area. Most of the regulatory activity concerning NOA has focused on the El Dorado Hills area of California, about twenty miles east of Sacramento.This area contains deposits of asbestos associated with ultramafic serpentine rock formations along the West Bear Mountains Fault, which runs north to south within El Dorado County. Karen Ladd, U.S. Envtl. Prot. Agency, El Dorado Hills Naturally Occurring Asbestos Multimedia Exposure Assessment: El Dorado Hills, California 2-1 (2005). Asbestos there is sequestered in subsurface mineral deposits, where it can be released when disturbed by soil excavation, driving on dirt roads, or detonation of explosives to clear land. NOA was first identified in El Dorado County in the 1980s along serpentine-rich dirt roads, which EPA subsequently paved to limit exposure.Agency for Toxic Substances and Disease Registry, Health Consultation Public Comment Release for Evaluation of Community‑Wide Asbestos Exposures 3 (2010), available at http://www.edcoe.k12.ca.us/supts/whats_new/asbestos/documents/ATSDRHealthConsultation_EDH_32910.pdf. In 1998 and 1999, officials discovered that asbestos concentrations in air samples taken near the Golden Sierra High School in El Dorado County exceeded state air quality limits for asbestos, posing a health risk.Dep’t of Toxic Substances Control, Report on Surface Soil Sampling for Naturally Occurring Asbestos Garden Valley, California 1 (2002), available at http://www.dtsc.ca.gov/SiteCleanup/Projects/upload/Garden-Valley_REP_Soil_10-02.pdf. These findings prompted the California Air Resources Board to increase sampling in the area, and culminated with activity-based sampling by EPA in October 2004.Ladd, supra note 56, at 5-3. The State of California and County of El Dorado responded by enacting regulations to reduce and mitigate activities likely to create airborne dust. Outside the United States, studies and reports of inhabitants exposed to NOA indicate the possibility of health risks. Studies in South Africa and Western Australia, where commercial asbestos mining occurred, found that residents who were not involved in mining had elevated disease risks. As noted in an article reviewing these studies, however, “[i]n the mining regions, it is obviously more difficult to separate out the potential for exposure and disease from the simple presence of asbestos in the soils and rocks in the absence of mining activities.”Harper, supra note 19, at 1396. Other reports from several regions of the world where mining never occurred, but where many different forms of asbestos were found, have shown elevated risks of disease.Countries reporting exposure to fibrous minerals, not all of which fall within the traditional definition of asbestos, include Turkey, Greece, Cyprus, Austria, Corsica, Afghanistan, Italy, New Caledonia, China, Japan, Bulgaria, and Finland. Id. For example, in Bulgaria, tobacco farmers whose soils contained mineral fibers showed pleural plaques. Id. Health risks from NOA come from exposure, and the exposure pathway of greatest concern is inhalation. For exposure through inhalation to occur, asbestos must become airborne.Id. at 1398. Swift Creek appears to be unique in the world as a delivery system for airborne asbestos. In other areas, including El Dorado Hills in California, asbestos fibers are not likely to be airborne until some human activity—building, farming, driving off-road vehicles that kick up dust—disturbs the soils. In contrast, the landslide on Sumas Mountain continually disturbs asbestos-containing soils, which are then distributed by the flooding of Swift Creek and the Sumas River. The flooding creates new layers of asbestos-laden soils that are not contained under vegetation, under soils, or within rocks. Floods deposit asbestos-laden soils in residents’ yards and basements and in city storm drains. The intrusion of these asbestos-laden soils into people’s living spaces creates possibilities of exposure unlike any other in the world, making it particularly difficult to estimate the risk from NOA in this region. III. The History of Naturally Occurring Asbestos at Swift CreekI've talked to the members of my staff, I've talked to the EPA, and this is one of the rare places in the United States that, yeah, there's asbestos occurring, naturally occurring in very many places around the country. But this is one of the very few places where water is impacting with the naturally occurring asbestos and then transporting it to various places. —Colonel Mike McCormick, U.S. Army Corps of Engineers.Nov. 2007 Transcript, supra note 1, at 37. A. Geography and Geology Swift Creek is located in the far northwestern corner of the United States. Canada borders Whatcom County to the north, the Pacific Ocean borders the county to the west, and the rugged Cascade Mountains dominate the eastern part of the county. Seattle is about ninety miles to the south; Vancouver, British Columbia, is about fifty miles to the north. Moving water crisscrosses this predominately rural landscape. Swift Creek’s headwaters are on Sumas Mountain, a forested ridge of serpentine rock that marks the transition between flat farmland and the Cascade Mountains. In the late 1930s, a landslide took place on Sumas MountainThe earliest aerial photographs showing landslide activity at Swift Creek were taken in 1940, and interpretation of the photographs indicates that landslide activity probably began in the late 1930s. Kerr Wood Leidal, supra note 10, at 4-2.—not a single slide, but the start of an ongoing, massive, slow-moving shifting of soil and rocks. No artificial trigger has been associated with the Sumas Mountain landslide, and engineers assume that a natural event, seismic or hydrological, probably triggered the landslide.Landslides are usually triggered by single events, including earthquakes, hydrological events such as heavy rainfall or stream erosion, or an artificial trigger, such as excavation or blasting. Id. at 4-3. One theory is that a strong earthquake in 1872 may have created conditions favorable to the infiltration of water during particularly heavy rains from 1930 through 1932. Id. Whatever the reason, the Swift Creek landslide has not been susceptible to the apportionment of blame. The asbestos found in Swift Creek comes from the bedrock geology of the landslide. The serpentinite minerals on Sumas Mountain contain a significant proportion of asbestos. Asbestos fibers weather easily, breaking down into sediments that the landslide deposits in Swift Creek. Of the sediment load that reaches Swift Creek, engineers have estimated that forty-four percent of the particles are larger than sand.Id. at 4-11. Efforts are ongoing to characterize the sediments and their transport. A recent study observed that fine sediments constituted a far smaller percentage of the bedload, but also noted difficulties in measurement: The problem is that much of the sediment load consists of “fine sediments,” and most of the fine sediments consist of chrysotile fibers.Bayer & Linneman, supra note 66, at 624, 673 (“The chrysotile fibers . . . make up at least 50%, by volume, of the suspended load transported in Swift Creek . . . .”) (“The fine-grained component of the [Swift Creek Landslide] is predominantly chrysotile with minor amounts of lizardite, illite, chlorite and occasionally hydrotalcite.”). Fine sediments travel in suspension in the water column. Swift Creek transports chrysotile fibers into the Sumas River, which bisects small towns en route to crossing the border into Canada, where it eventually merges into the Fraser River. It is becoming increasingly clear that asbestos fibers hitch a ride along this entire route.Kerr Wood Leidal, supra note 10, at 4-8 to -9. The Soil Conservation Service estimated that around 230,000 cubic yards of sediment had been deposited in the Sumas River from Swift Creek over the thirty-year period that preceded 1965, and proposed a location for a sedimentation basin to reduce the rate of sedimentation. Converse Davis Dixon Assocs., Inc., Phase II Submittal, Geologic and Engineering Analysis, Swift Creek Tributaries, Sumas River Watershed, Whatcom County, Washington 11 (Dec. 1975) (on file with author). B. The 1950s Through the 1970s: Floods and the Discovery of Asbestos The Sumas Mountain landslide quickly clogged Swift Creek with sediment. During the 1950s, Whatcom County conducted drainage studies on Swift Creek.Kerr Wood Leidal, supra note 10, at 2-6. In the mid-1960s, the federal Soil Conservation Service, the predecessor to the Natural Resources Conservation Service, conducted several studies of Swift Creek sediments and the effects of sedimentation. It concluded that landslide stabilization was not feasible and recommended the construction of levees to keep Swift Creek within its banks.Id. at 2-9. Swift Creek did not, however, stay in its banks, and the 1970s were Swift Creek’s high water mark in more ways than one. Severe flooding focused attention on Swift Creek and its sediments. By the end of the 1970s, asbestos had been identified in both sediments and the water. Government agencies knew of the likely transport of asbestos to Canada through the river system, and the most comprehensive study of potential engineering approaches to the landslide conducted to date was completed. Almost everything that is known about Swift Creek was known in the 1970s, at least in broad outline. A debris flow carrying 150,000 cubic yards of sediment clogged Swift Creek in 1971, flooding adjacent fields. In response, the Corps built levees, berms, and training dikes for most of the floodplain reach of Swift Creek.Converse Davis Dixon, supra note 69, at 12. In the first recorded episode of sediment removal, the Corps dredged Swift Creek.The Corps excavated 70,000 cubic yards of bedload from the Swift Creek channel. Id. at 6; Kerr Wood Leidal, supra note 10, at 2-9. Dikes, levees, berms, and dredging did not, of course, affect the source of the sediment: the landslide on Sumas Mountain. The Corps examined the landslide in 1971, evaluating engineering options and costs for the “remediation” of the landslide, but determined that the project was not economically justified.Converse Davis Dixon, supra note 69, at 12. See infra text accompanying note 231, for a discussion of possible engineering solutions. No action was taken, and Swift Creek flooded severely again four years later. In 1975, a large flood left a twelve- to twenty-inch layer of sediments in agricultural fields.Kerr Wood Leidal, supra note 10, at 5-4; David L. Blake, Risk Analysis of Agricultural Exposure to Airborne Asbestos in Whatcom County, Washington State 10 (May 1990) (unpublished Master’s thesis, Western Washington University) (on file with Western Washington University Library). That same year, in response to large, destructive floods, the Soil Conservation Service hired a geotechnical consulting firm, Converse Davis Dixon Associates, to evaluate the feasibility of engineering solutions to the landslide project.Converse Davis Dixon, supra note 69, at 2. The firm’s geotechnical report now provides a snapshot of Swift Creek at the midpoint of its chronology, approximately thirty-five years after the landslide began and approximately thirty-five years ago. The report described the landslide as “teardrop-shaped” and encompassing approximately 225 acres.Id. at 4 (observing that the landslide extended from an elevation of 1,000 feet up to an elevation of around 2,600 feet; the active portion was approximately 1,500 feet wide, 4,600 feet deep, and 150 to 300 feet thick). It observed that local residents had not reported salmon runs for “several years” in Swift Creek, consistent with the Washington Department of Fish and Wildlife’s conclusion that salmon could not utilize Swift Creek “in its present state.” It was possible, the consultants pointed out, that salmon in the Sumas River could also be affected by Swift Creek sediment. The report stated that a “much more broad-based study of sediment effects within the Sumas River” would be required to determine the significance of Swift Creek.Id. at 10. Not long after the report was released, EPA, in its first recorded appearance in the Swift Creek saga, apparently came up with evidence of Swift Creek’s impact on the Sumas River. In 1976, EPA reported abnormally high levels of asbestos fibers in the Sumas River. The Water Quality Division of Environment Canada became aware of these findings, prompting water quality sampling and further research in the late 1970s and early 1980s.Kerr Wood Leidal, supra note 10, at 5-3. Since the time that this report was prepared, laboratory tests have confirmed that chrysotile asbestos is hazardous to salmon. See generally Scott E. Belanger et al., Effects of Chrysotile Asbestos on Coho Salmon and Green Sunfish: Evidence of Behavioral and Pathological Stress, 39 Envtl. Res. 74 (1986). At about the same time, Washington State’s environmental agency, the Department of Ecology (Ecology), correlated Swift Creek sediment with the presence of asbestos in Sumas River water samples.Memorandum from Darrel Anderson to Dick Cunningham, Wash. Dep’t of Ecology, Sumas River, Swift Creek Drainage Asbestos Fibre Source Investigation (Feb. 11, 1977), available at http://www.ecy.wa.gov/pubs/77e00.pdf. A 1977 memorandum discussing the Converse Davis Dixon geotechnical report states:
C. The 1980s: Dredge, Haul, and Hope for the Best Ecology’s observation that “those persons most affected” by Swift Creek sediment would have to take care of the problem correctly predicted a regime of local dredging and local disposal of dredged sediments. Whatcom County began dredging the creek bed regularly around 1980. The county left dredged sediments on the creek banks, available as free fill to anyone who wanted to haul them away. Although there is no record of where all of the dredged material went, it was probably used in building sites and roadbeds throughout the county. This approach to the dredged sediments was viewed simply as a win-win situation: local residents and industries received free fill material in return for clearing out piles of unwanted dredged sediments. Its legacy is ongoing uncertainty about the location of Swift Creek sediments, whether or not they are capable of becoming airborne, and the extent of exposure to the sediments. Although agencies knew that asbestos was present in sediments, the record of the 1980s, to the extent that it has been pieced together, does not indicate any efforts to address the extent to which Swift Creek asbestos posed a health hazard. The dangers of asbestos in occupational settings were well known. When the presence of asbestos in Swift Creek sediments and Sumas River water was first established in the late 1970s, asbestos litigation relating to occupational exposure was in full swing. In 1982, when the Johns Manville Corporation filed for bankruptcy protection, it had been named in 17,000 asbestosis cases.Patrick M. Hanlon & Anne Smetak, Asbestos Changes, 62 N.Y.U. Ann. Surv. Am. L. 525, 540–41 (2007). In the absence of acute health effects or of a regulatory regime that extended to asbestos found outside the occupational setting, however, agency concern over asbestos in Swift Creek and the Sumas River was slow to develop. In the face of neglect, Swift Creek continued to create problems. Despite Whatcom County’s dredging efforts, Swift Creek flooded severely in 1983 and again in 1984. These floods again deposited thick layers of asbestos-laden sediments on agricultural lands. Later in the 1980s, Dr. Hans Schreier, a researcher from Canada’s University of British Columbia, published research demonstrating substantial asbestos fiber concentrations in the Sumas River during the 1983–84 hydrological cycle, showing that the Swift Creek landslide had influenced sediment and water quality in at least a 9.9-mile reach of the Sumas River.Kerr Wood Leidal, supra note 10, at 5-5. In several further studies, Dr. Schreier and associates attempted to analyze the presence of asbestos and related heavy metals in plants and animals in Whatcom County. Fish samples from the Sumas River in Washington and Canada showed elevated levels of nickel and manganese, trace metals associated with asbestos fibers.H. Schreier, T.G. Northcote & K. Hall, Trace Metals in Fish Exposed to Asbestos Rich Sediments, Water, Air, & Soil Pollution 279, 290 (1987). A previous test had determined that, under laboratory conditions, chrysotile asbestos is hazardous to salmon. Belanger, supra note 79; see also James S. Webber & James R. Covey, Asbestos in Water, 21 Critical Revs. Envtl. Control 331, 355–58 (1991) (reviewing studies evaluating the effect of asbestos on aquatic ecosystems, including the Schreier and Belanger articles referenced in this note). The documented presence of asbestos contributed to the slowly accumulating body of information demonstrating that the river system was transporting and distributing landslide sediments over long distances. D. The 1990s: Asbestos Concerns Develop By 1990, agencies began to show increasing uneasiness about the presence of asbestos in Swift Creek sediments. The Port of Bellingham considered using Swift Creek sediments for fill, but reconsidered after the Northwest Washington Air Pollution Authority (now the Northwest Washington Clean Air Agency) advised the port that the sediments contained asbestos.Kerr Wood Leidal, supra note 10, at 5-6. To evaluate the presence of asbestos in Swift Creek sediments, Whatcom County hired a consultant to collect and analyze soil samples from Swift Creek’s streambed and bank. Eight samples contained asbestos in concentrations between one and three percent. The report summarized standards and advisories related to asbestos, noting that no standards apply to NOA, and recommended safe-handling procedures for using the sediments as fill.Id. at 5-7. The following year, an employee of Northwest Air Pollution Authority attempted to determine “the maximum health risk posed by the [Swift Creek] deposits” by examining “what may be a worst-case human exposure scenario—a farmer cultivating an asbestos sediment-containing field.”Blake, supra note 75, at 10. The study focused on an eight-acre field characterized as “the only contaminated field still under cultivation”Id. at 11. after inundation by the 1975 flood. Asbestos-laden sediments therefore had been deposited fifteen years prior to the study.Although the soil was poor because of the effects of the flood sediments, the farmer usually planted a crop of corn or seed grass in May or June. An unusually wet spring during the study year, 1990, delayed cultivation, and the farmer ultimately “agreed to disturb the study area in a typical manner (disc and tractor)” in September. As a result, conditions were dryer than they would have been in spring, likely resulting in increased dust levels that were viewed as a worst-case scenario. Id. The study concluded that there was no evidence that regulatory standards had been violated. It also concluded that the release of asbestos by wind erosion did not appear to pose a significant threat in the study area.Id. at 44. Ambient air samples were collected from five air samplers, and sampling filter membrane cassettes were clipped to the farmer’s collar in an effort to determine impacts within his breathing zone. Id. at 14. Chrysotile asbestos was identified in all samples collected from the sediment-laden field and in the sample from the breathing zone. The study concluded that neither the ambient samples nor the farmer’s exposure met the Occupational Health and Safety Administration “action level,” which required a time-weighted exposure of 0.2 fibers per cubic centimeter. Id. at 39. When identifying asbestos fibers, the study only counted fibers greater than 0.5 micrometers in length with an aspect ratio of at least five to one. Id. at 20, 42. As discussed further below, this is still the regulatory standard, although there is no scientific consensus that shorter asbestos fibers are not potentially harmful to humans. For more than fifteen years, this study constituted the best—indeed, the only—scientific examination of the possible health risks of airborne asbestos from Swift Creek sediments. Most efforts continued to focus on removing the stream-blocking sediments that continued to flow from the landslide.Kerr Wood Leidal, supra note 10, at 5-8 to -9. In 1995, Great Western Lumber, a private company affected by flooding, proposed to remove gravel from Swift Creek. An ad hoc committee of agency representatives found that samples from five plots were reported to contain only trace amounts of chrysotile asbestos, below the one percent threshold in occupational settings. The gravel removal apparently was allowed to proceed. On a broader scale, the Corps granted emergency authorization to Whatcom County to dredge Swift Creek with two conditions: Whatcom County should pursue a long-term management plan, and the sediment could not be removed from the site. Because it could no longer be removed, dredged sediment was added to berms along the side of the Creek. In 1997, Whatcom County again needed to dredge sediment, in part because the sediments that had been piled into berms along the side of Swift Creek were eroding back into the creek. The Corps agreed to approve off-site disposal of the sediment, provided that clearance could be obtained from the Whatcom County Health Department. After consulting with the Northwest Air Pollution Authority, the Health Department replied that the material could be used as fill because it contained less than one percent asbestos, and further stated that the asbestos-laden soil did not require a cover or warning signs while in transport. Id. Whatcom County hired a consulting firm to evaluate ways to reduce flooding by restricting the amount of sediment that would accumulate in Swift Creek. The County selected an option that would involve channel dredging, construction of sediment traps, and relocating the confluence of the North and South Forks of Swift Creek. It was estimated that the plan would cost $600,000 to $1.6 million to implement, depending on the marketability of the sediment as fill material.Id. at 1-2. Whatcom County started to implement the plan in 1998 by routinely dredging Swift Creek.Id. at 2-8. It is believed that most of the dredged sediment, estimated at 50,000 cubic yards, was used as fill for the approaches to a new bridge.Id. at 3-1. In Canada, the federal environmental agency, Environment Canada, had been conducting a study of the Fraser River system, which includes the Sumas River as a tributary. In 1998, Environment Canada released a report showing that elevated levels of nickel, chromium, copper, and zinc had been found in the sediments of the Sumas River system. It noted that elevated levels of nickel and chromium, heavy metals often associated with asbestos deposits, “likely” came from the Sumas Mountain landslide.Ministry of Water, Land, and Air Prot., Summary of Surface Water Quality Sampling on Sumas River and Tributaries, Abbotsford, British Columbia 7–8 (2004), available at http://www.env.gov.bc.ca/epd/regions/lower_mainland/water_quality/reports/sumas_river/sumas_river.pdf. E. 2000 to 2005: Inklings of a Regulatory Regime During the first few years of the twenty-first century, sedimentation and flooding, not asbestos, remained the major concern relating to Swift Creek. In a 2001 Whatcom County Council committee meeting, for example, members of the County Council asked if Swift Creek was “the creek that has something in the sediment that makes it difficult to get rid of the sediment.” Whatcom County’s Public Works Director replied that “Swift Creek has a form of asbestos that is not the type that has caused lung problems, but it is still asbestos.” He further noted that the county could not use all of the sediment for fill and that some of the dredged sediment was piling up. “The trick is to find a user for it at the time it is being excavated. Generally, no one is willing to use it if it costs to pile it and then move it again.”Minutes of the Whatcom Cnty. Council Pub. Works and Capital Projects Comm. 3 (Feb. 6, 2001), available at http://www.co.whatcom.wa.us/council/2001/minutes/Public_Works_for_February_6.doc. At least at the local level, Swift Creek continued to be viewed solely as a flood problem. To reduce flooding, Whatcom County tried to obtain permits to build a sediment trap on Swift Creek but found that it was working in a new regulatory environment. The Washington Department of Fish and Wildlife objected to the sediment-trap permits on the grounds that the dredged, asbestos-laden sediments could reenter state surface waters.2007 EPA Summary Report, supra note 24, at 2-3. Although the Corps tried to create a work-around to allow dredging while meeting the Washington Department of Fish and Wildlife’s concerns, the sediment-trap project never went forward.Id. This action represented the start of a new era for Swift Creek with nonlocal agencies concerned about the impacts of dredging the creek. F. 2005 to the Present: Federal Agencies Come to Swift Creek EPA again became involved in Swift Creek in 2005. To reduce the constant risk of flooding, Whatcom County had applied to the Corps for a permit to allow dredging and bank stabilization. EPA responded to the Corps’ public notice of the permit application by requesting that the Corps not issue a permit until public and environmental health concerns were addressed.EPA recommended that a method to monitor and track the use of dredged materials should be developed, that there should be no minimum threshold for the requirement of permits for the removal of materials, that the stockpiled material should be secured from unauthorized removal, and that a public information project should be developed to inform potential users of the risks associated with NOA. Id. at 2-4. In response, Whatcom County notified the Corps that the Washington State Department of Health would help the county assess the health risks associated with the Swift Creek dredged material. The county further pledged not to move dredged sediments away from the banks of Swift Creek until the health risks were determined. This cautionary approach was memorialized in the Corps’ permit, which required Whatcom County to “securely store” all dredged sediments “at the project site on adjacent uplands” and prohibited the removal of the dredged sediments “for any use including as fill material.”Id. at 2-4. Whatcom County could no longer pile sediments on the creek banks and allow residents and construction companies to haul the sediments away as free fill material. Instead, the sediments had to be stored on private property on the banks of Swift Creek. With this permit in hand, Whatcom County launched the “Big Dig” in the summer of 2005. It dredged approximately 85,000 cubic yards from one reach of Swift Creek, stockpiling all of the material along the creek’s banks. The stockpiled materials formed high levees which, it was believed at the time would be a temporary storage solution until a better solution could be developed. In an attempt to prevent further exposure, fences, gates, and warning signs were installed along several access points, although these measures have not stopped people from walking and even riding off-road recreational vehicles through creek sediments and on top of the levees.Health Consultation, supra note 12, at 5. “Securing” the sediments in large creek-side berms may have actually attracted recreational use, which has the potential to expose more residents to asbestos-laden dust. The agencies themselves were not sure how much risk the sediments posed, and throughout 2005 made further efforts to analyze the extent of asbestos in the soils and the risk of exposure to airborne asbestos.Id. at 8. The Whatcom County Health Department took sediment samples from Swift Creek in June 2005 and found that fine-grained sediments contained as much as forty-six percent chrysotile asbestos, as well as trace levels of amphibole fibers. Id. Western Washington University, in nearby Bellingham, Washington, conducted independent analysis of samples from Swift Creek’s banks and streambed. The asbestos concentration was not noted, but chrysotile asbestos fibers were observed. Id. During dredging in August 2005, Whatcom County and the Washington State Department of Labor and Industries took personal air samples from workers’ breathing zones for roughly three to five hours over the course of two days. Asbestos fibers were detected in twelve of the sixteen samples, but most samples had concentrations below analytical reporting levels, and all samples were below the permissible exposure limit. It was noted, however, that these results were influenced by the analytical method used, which was unable to detect the small asbestos fibers characteristic of Swift Creek sediments. Federal, state, and county health officials, including ATSDR, the Washington Department of Health, and the Whatcom County Health Department, conducted a site visit in August 2005. They walked past a gate with signs prohibiting the removal of sediments and then climbed to the top of the levees that contained stockpiled sediments from the previous dredging. Dredging was still occurring at the time, and the health officials observed that “[n]umerous pieces of heavy equipment were removing sediment from the creek and placing it on the bank or moving it around on the levees,”Id. at 6. as a water tanker truck sprayed water on the levee soils to minimize dust. Researchers observed off-road recreational vehicle tracks running through Swift Creek sediments and photographed a child’s big-wheel toy sitting adjacent to a levee.Id. The resultant health consultation report, issued in March 2006, identified numerous potential airborne exposure pathways for asbestos, including windblown dust from piles, off-road recreational vehicles stirring up dust in Swift Creek or on levees, dust in yards where sediments were used as fill, tilling or working earth where sediments had been deposited, and dredging for flood control.Id. at 13. The report further observed, “downstream exposures to asbestos are possible if there is significant deposition along Sumas River.” Although Dr. Schreier’s publications from the 1980s were not cited, the health consultation report did note the possibility of impacts on the Sumas and Fraser Rivers in Canada.Id. at 12 ( “[The Department of Health] has no information on whether Sumas River is used as a source of drinking water in British Columbia, or what the impacts are on Fraser River’s water quality.”) The health consultation report concluded that the health risk from asbestos was “indeterminate.” In particular, it found that “[c]urrent knowledge of asbestos content and physical properties in Swift Creek sediments is insufficient for determining human health risks and appropriate end use of dredged sediments” and recommended that the asbestos in Swift Creek should be fully characterized.Id. at 4. The report’s primary recommendation encouraged the agencies to develop a collaborative sampling plan so as to fully characterize of the asbestos in the sediments. With that recommendation in hand, Whatcom County’s Health Department asked EPA to characterize the asbestos by defining the type and concentrations of asbestos.2007 EPA Summary Report, supra note 24, at 2-5. Starting in April of 2006, EPA performed four phases of investigation: site reconnaissance, integrated assessment, activity-based sampling and analysis, and risk evaluation.Id. at 2-5, 4-1. During the site reconnaissance, conducted in April 2006, EPA collected sediment and water samples. Polarized light microscopy detected chrysotile asbestos in all eight samples. The concentration of asbestos ranged from trace amounts to approximately thirty percent. The integrated assessment, conducted in May, was a site investigation that assessed the necessity for clean-up at the site.The assessment was “integrated” because it applied both criteria for a time-critical removal action and the criteria for listing on the National Priorities List. Id. at 5-1. EPA assessed soil and air filter samples from the levee of dredged material piles on the south side of Swift Creek. Asbestos levels in those soil samples ranged from trace amounts to 4.4%. Those soil samples also showed elevated levels of three heavy metals: chromium, nickel, and vanadium. The air samples included stationary samples and personal samples. Personal air sampling involves placing an air-sampling pump on a worker with the air inlet placed near the person’s breathing zone.Id. at 6-1. While asbestos was found in all of the air samples, the average concentration for the personal samples was more than ten times greater than the average concentration of the stationary samples.Id. at 5-1 to -2. Based on the integrated assessment, EPA concluded “the dredged material piles at the site were contaminated with asbestos and metals and that people working or traveling across the site are potentially exposed to these contaminants.” EPA further concluded “asbestos could be migrating to off-site locations, including nearby residential areas.”Id. at 5-2. The third phase of EPA’s investigation, activity-based sampling, was intended to simulate exposures to asbestos that could result from common activities at the site. EPA workers, dressed in moon suits with respirators containing filters designed to collect asbestos fibers, performed activities described as “loading/hauling, raking/spreading, and recreation (walking/jogging/biking).” All of the samples from the workers’ air filters contained asbestos.Id. at 6-3. Activity-based sampling was an important input into the final stage of EPA’s 2006 investigation, the risk assessment. EPA concluded that for all evaluated activities the excess lifetime cancer risk from asbestos was greater than one in one million (1 x 10-6), and the risk was greater than one in ten thousand (1 x 10-4) for some activities.Id. at 7-2. These risk levels correspond to threshold determinations for further agency action. EPA noted that, under the Superfund program, a risk level below one in one million is considered de minimis, while a risk level greater than one in ten thousand may form the basis for a cleanup action.Id. at 7-1. The Washington State Department of Ecology generally uses a maximum level of risk of one in one million for residential exposures and one in one hundred thousand for industrial exposures. Id. The risk assessment resulted in the conclusion that “[r]esidents living near the Swift Creek Asbestos Site should limit exposure to Swift Creek dredged materials,” and that contact with off-site materials could also lead to indeterminate exposure risks.Id. at 8-1. EPA further recommended that “dredged materials no longer be removed from the site without personal protection and that it not be taken to other sites where further exposure is possible, as has been done in the past.”Id. EPA concluded that a successful response to Swift Creek asbestos would have to be collaborative, involving many agencies In response to this risk assessment, EPA used its removal authority under CERCLA to “reduce the potential for an uncontrolled release of asbestos from the dredged materials presently stockpiled along Swift Creek . . . .”James Peterson, Ecology & Envtl., Inc., Swift Creek Asbestos Site: Time Critical Removal Action Report Everson, Washington 2‑3 (2008), available at http://yosemite.epa.gov/r10/CLEANUP.NSF/sites/sumasmtndocs/$FILE/Swift+CK+Removal+Rpt+Final_Apr2008.pdf. See infra text accompanying note 151, for a discussion of the basis and extent of EPA’s removal authority under CERCLA. EPA used its removal authority in November of 2007 to re-grade the site and apply a dust suppressing “tackifier” compound to the dredged sediment piles in order to limit wind dispersal of asbestos fibers. The Washington Department of Health and ATSDR also responded to the risk assessment by preparing a health consultation that focused on health statistics and public health issues.Wash. Dep’t of Health, Evaluation of Health Statistics and Public Health Data Gaps Related to Exposure to Naturally Occurring Asbestos from Swift Creek (Feb. 22, 2008) [hereinafter Public Health Evaluation], available at http://www.doh.wa.gov/ehp/oehas/pubs/swiftcreekasbestos08.pdf (prepared under a cooperative agreement with ATSDR). The 2008 report reviewed existing health statistics, comparing the number of cancer cases identified in the community near Swift Creek with the number of cancer cases seen in two reference populations. The report concluded that “[i]n the area of interest, no mesothelioma cases were identified from 1992 to 2004. Lung and bronchus cancer rates were in the area of interest, were similar to Washington State rates, and were not significantly different from Whatcom County as a whole.”Id. at 10. Although the small number of cases resulted in “wide confidence intervals around calculated values,” the lack of an observed increase in the number of cancer cases led to a recommendation not to conduct further epidemiological analyses.Id. at 24. The health consultation report also focused on data gaps. Observing that EPA’s sampling and analysis had provided “much-needed information,” the report noted that, “[u]nfortunately, it is difficult to extrapolate results of activity based sampling to other scenarios, including indoor exposure. Consequently, it is difficult to determine what public health actions are appropriate without a more complete picture of potential exposures.”Id. at 11. Because of these data gaps, the report concluded that Swift Creek asbestos presents an “indeterminate” public health hazard.Id. at 13. In addition, the health consultation report notes that data gaps exist in areas relating to both occupational and non-occupational exposure. Occupational exposure could occur from a number of activities and locations: future creek dredging; stream restoration efforts (which were halted once asbestos was identified); road repairs where Swift Creek sediments had been used as fill or bed material; and at Great Western Lumber, a local sawmill that may have used Swift Creek sediment in its lumber yard.Id. at 11–12. Non-occupational exposure primarily originates from dust blown into or tracked into homes. This exposure is not limited to homes near Swift Creek; as the health consultation report notes, people have used Swift Creek sediments as fill throughout Whatcom County:
Flooding and the possible dispersion of asbestos sediments beyond Swift Creek also presented an uncertainty, or data gap, with regard to downstream exposure. The health consultation report observed that because Swift Creek flows into the Sumas River, flooding of the Sumas River could also deposit asbestos into the floodplain, homes, and basements of the Sumas River basin.Id. That uncertainty did not last long. Nature soon provided scientists with the opportunity to fill this “data gap” when heavy winter rains caused the Sumas River to flood in the first days of 2009. EPA’s subsequent sampling in May 2009 yielded sobering results. Chrysotile asbestos and some actinolite asbestos were detected in upland soil and bank sediment samples collected from Swift Creek and from the Sumas River downstream from Swift Creek. Chrysotile asbestos was detected in surface water samples. The concentrations detected were much higher than those detected in earlier sampling efforts, which focused on dredged sediments. Concentrations as high as 27% in upland soil samples and up to 22.75% in bank sediment samples collected along the Sumas River downstream from Swift Creek. Surface water samples detected up to 879 million asbestos fibers per liter in the Sumas River downstream from Swift Creek.Office of Envtl. Assessment, U.S. Envtl. Prot. Agency, Region 10, Soil, Sediment and Surface Water Sampling, Sumas Mountain Naturally-Occurring Asbestos Site, Whatcom County, Washington 7 (Oct. 13, 2009), available at http://yosemite.epa.gov/R10/CLEANUP.NSF/6ea33b02338c3a5e882567ca005d382f/8b0d044466ea186b882572a6006cc71b/$FILE/20091013_finalreport.pdf. Disturbingly, the level of asbestos in the soils did not appear to diminish significantly as the Sumas River flowed north to the Canadian borders. Sampling indicated that upland soils at a site just south of the border contained 26.75% asbestos.Id. at 16. In response to the potential, but still “indeterminate,” risk of exposure to asbestos created by the flood conditions, EPA proposed a number of measures that property owners along the Sumas River should take. These measures included removing shoes before entering a house, dusting with a wet cloth rather than a feather duster or dry cloth, and keeping out of areas where asbestos may be present. Additionally, EPA provided specific advice for pets: “If they do get dirty, bathe the pet (brushing can release fibers into the air).”Id. at 8. For farmers, homeowners, and businesses to take such inconvenient precautionary measures, they would need to believe both that asbestos in the soils created a health risk and that taking off their shoes and washing their pets would have a material effect on the health risks that they face. Because of the uncertainty surrounding asbestos from Swift Creek, many local people doubt those propositions. G. Risks from Sumas Mountain/Swift Creek Asbestos To date, health agencies have concluded that (1) a “public health hazard” exists for people conducting activities regularly on dredge piles; (2) an “unacceptable cancer risk” of greater than one in ten thousand, or one excess cancer in ten thousand exposed people, results from some activities; (3) risk factors may be “underestimated” because exposures may occur at other locations, such as indoor environments of residences near Swift Creek; (4) there is no evidence of elevated rates of asbestos related disease such as mesothelioma and lung cancer in the community near Swift Creek compared to Whatcom County or Washington State as a whole; and, (5) nonetheless, an “indeterminate public health hazard” exists for people who may be exposed to Swift Creek asbestos off-site, such as indoor locations or areas where dredged material was used as fill.Health Consultation, supra note 12, at 13. While the agencies’ caution and lack of certainty are defensible from a legal and scientific perspective, it is very difficult for the general public to understand the ramifications of such vague and seemingly conflicting conclusions. Nor is it apparent to citizens why the agencies that “caused” the problem by proclaiming that the area is risky can neither solve the problems created by Swift Creek asbestos nor explain clearly what needs to be done to solve the problem. In November 2007, multiple agencies hosted a public information session to discuss EPA’s risk assessment with local citizens. Representatives from nine federal, state, and local agencies, including ATSDR, EPA, the Corps, the Washington State Departments of Ecology, Health, and Natural Resources, the Northwest Clear Air Agency, and Whatcom County Departments of Public Works and Health met in a community center near Swift Creek. The Administrator of EPA Region 10 participated, as did the Seattle District commander for the Corps. The first speaker, the owner of a lumber company who had periodically dredged the areas of Swift Creek that ran through his property, questioned the significance of the risk assessment:
EPA personnel responded that the analysis was inherently uncertain, but that they were concerned about potential health effects. The following exchange epitomizes the difficulties of the Swift Creek situation, where agencies cannot state clearly that the situation is dangerous but also cannot assure the public that the situation is safe
The absence of a bright line permeates the range of regulatory responses available to NOA in general, and to Swift Creek in particular. “Business as usual” is not possible because of the risk, but the risk is not so clearly elevated that significant resources are available for a response. IV. “A Seam Between the Authorities”: Regulatory Authoritymr. chuck gelwicks: I want to know who is going to take responsibility when it's a foot thick on our land. That's what I want to know. mr. mike mccormick: If we are called for the flood fight we will work with you on that, on the flood fight, but the impact to the land and everything else, I think that's really what you're getting to, the detrimental impacts to your farmland. mr. chuck gelwicks: Yes. mr. mike mccormick: That's what you're talking about? mr. chuck gelwicks: Everybody's, yes. mr. mike mccormick: I think that's beyond my authority. mr. chuck gelwicks: Well, whose authority would it be? mr. mike mccormick: I don't know, sir. —Swift Creek Meeting at Glen Echo Community Club.Id. at 62–63. The regulation of asbestos can best be described as erratic. It is a hazardous waste for purposes of some laws but not for others. Commercial asbestos is extensively regulated at the federal level, but this authority does not always apply to NOA. Federal, state, and local governments all have some type of authority that they may be able to use to address NOA, but the extent to which agencies must act to address NOA concerns is less clear. As the Corps District Commander observed at a public meeting in 2007, “where we are right now is a seam between the authorities. And that’s not an answer you want to hear, but to the extent I understand it, it’s probably the reality.”Id. at 35 (quoting Mike McCormick, Seattle District Commander, U.S. Army Corps of Engineers). Although a seam between the authorities is an uncomfortable location, it does dictate cooperation and may lead to creativity. Whether any or all of these authorities will be able to address NOA at Swift Creek, or whether NOA will turn out to be a problem without a regulatory solution, is the subject of Part V. First, however, the following sections describe existing regulatory authority. A. Hazardous Waste Regulation 1. CERCLA: Release, Liability, and Removal Asbestos is classified as a hazardous substance under CERCLA.42 U.S.C. § 9601(14)(E) (2006) (referencing hazardous air pollutants listed under 42 U.S.C. § 7412(b)); 40 C.F.R. § 302.4 (2011) (asbestos on list of hazardous substances); see also United States v. W.R. Grace & Co., 280 F. Supp. 2d 1149, 1153 (2003) (where parties stipulated that asbestos is a hazardous substance under CERCLA). In the context of a discussion of CERCLA liability, EPA representatives told local governments in Whatcom County that asbestos is “not a hazardous waste.” See Minutes of the Whatcom Cnty. Council Special Surface Water Work Session, supra note 2, at 3 (“So far, asbestos is not designated as a hazardous waste. . . . For now, they are just saying that this is not a hazardous waste.”). While asbestos is not defined as a hazardous waste under CERCLA, its designation as a hazardous substance makes asbestos subject to CERCLA’s reporting and liability requirements. See infra, text accompanying notes 138–41. The speaker at the Whatcom County Council Special Surface Water Work Session may have been thinking about the fact that asbestos is not regulated as a hazardous waste under the Resource Conservation and Recovery Act (RCRA). CERCLA focuses primarily on liability and contains only one regulatory provision, which requires any person in charge of a facility to report any release of hazardous substances from the facility.[1]. 42 U.S.C. § 9603(a) (2010). “Facility” includes “any site or area where a hazardous substance has been deposited, stored, disposed of, or placed, or otherwise come to be located,”Id. § 9601(9). and “release” means “any spilling, leaking, pumping, pouring, emitting, emptying, discharging, injecting, escaping, leaching, dumping, or disposing into the environment.”Id. § 9601(12). The reporting requirement for asbestos is triggered upon release of one pound of friable asbestos.40 C.F.R. § 302.4 (2011); Memorandum from Michael S. Alushin & Glenn L. Unterberger, U.S. Envtl. Prot. Agency, to Regional Counsels, Regions I–X, Inclusion of CERCLA Section 103(a) Counts in Asbestos NESHAP Cases (1990), available at http://www.epa.gov/compliance/resources/policies/civil/caa/stationary/inclu-asbes-rpt.pdf (“Even though CERCLA regulations do not define the term ‘friable asbestos,’ the reportable quantity should not be interpreted to include one pound of ‘any material containing more than 1 percent asbestos by weight that hand pressure can crumble . . . .’ 40 C.F.R. § 61.141 (definition of friable asbestos under Clean Air Act).”). CERCLA’s reporting requirements technically are broad enough to require reporting by landowners (“in charge” of a “facility”) when sufficient asbestos is “released” (removed by floods or wind) from a pile of dredged materials in which asbestos has been disposed ofUnder the Solid Waste Disposal Act, “disposal” encompasses any “discharge, deposit, injection, dumping, spilling, leaking, or placing of any solid waste or hazardous waste into or on any land or water so that such [waste] or any constituent thereof may enter the environment or be emitted into the air or discharged into any waters, including ground waters.” 42 U.S.C. § 6903(3). This definition from the Solid Waste Disposal Act is applied to CERCLA through 42 U.S.C. § 9601(29). or stored. It could theoretically require Whatcom County or other agency employees to report releases when dredging or otherwise moving asbestos-laden soils. This would, of course, require continuous monitoring and measurement. In addition to the reporting requirements, CERCLA establishes liability for owners and operators of facilities, as well as arrangers (any person who arranged for disposal or transport) and transporters of hazardous substances.42 U.S.C. § 9607(a) (2010). Liability accrues for the release of a hazardous substanceId. and can extend to the costs of any removal or remedial actions taken by the federal or state government, any other necessary response costs, and damages to natural resources.Id. § 9607(a)(4)(d). These definitions require human action: asbestos must be disposed of or transported, or its disposal or transport must be arranged.“Transport” means “the movement of a hazardous substance by any mode.” Id. § 9601(26). Asbestos that merely washes up along the banks of a river system likely would not fall within this definition,A recent federal district court case could cause uncertainty about this conclusion, to the extent that any asbestos transported by the river could be shown to have originated on the dredge piles. The court found that the Washington Department of Transportation was liable under CERCLA as an “arranger” because it designed a storm water drainage system that deposited roadway contaminants in the environment. United States v. Wash. Dep’t of Transp., 716 F. Supp. 2d 1009, 1015 (W.D. Wash. 2010). If a reviewing court found that the criteria of the case were met—that an entity designed, constructed and operated the dredge piles, that their sole function was related to the collection and disposal of hazardous runoff, that the arranger knew that the system contained hazardous substances, and that there was an actual release of a hazardous substance—it is possible that arranger liability could apply. but asbestos that has been dredged, hauled, or stored on the bank of a stream probably would qualify if it were released into the environment. For decades, Whatcom County residents, companies, and government agencies have transported asbestos-laden sediments and used those sediments for purposes that have not been documented but that likely include the construction of roads, parking lots, and trails. It has been estimated that two million cubic yards of sediment have been dredged and removed from Swift Creek.Public Health Evaluation, supra note 121, at 11. Beginning in the late 1940s, the Corps was responsible for dredging Swift Creek as a flood control measure. Later, the Whatcom County Public Works River and Flood Division assumed the responsibility of dredging and maintaining Swift Creek.Health Consultation, supra note 12, at 5. Further, private property owners, in the interest of preventing flooding, allowed the storage of sediments on their land. In theory, any of these potentially responsible parties could be liable under Superfund. To date, this expansive web of potential Superfund liability has made the entire issue of liability recede into the background. In a situation in which almost every entity lives in a glass house, the decision to throw a stone is fraught with difficulty. When EPA discussed liability with the Whatcom County Council, EPA warned the council that “there is liability associated with Superfund” and that it could affect private property owners. The concluding message, however, was that “Superfund isn’t interested unless there is a specific risk.”Minutes of the Whatcom Cnty. Council Pub. Works and Capital Projects Comm., supra note 97, at 7. CERCLA establishes an “act of God” defense, which applies when a release of a hazardous substance “and the damages resulting therefrom were caused solely by” an act of God. 42 U.S.C. § 9607(b) (2010). An act of God is defined as “an unanticipated grave natural disaster or other natural phenomenon of an exceptional, inevitable, and irresistible character, the effects of which could not have been prevented or avoided by the exercise of due care or foresight.” Id. § 9607(b)(1). Under the act of God defense, a potentially responsible party would likely contend that the Swift Creek landslide constitutes an unanticipated natural disaster, however slow-moving and permanent it may be. The potentially responsible party would further need to establish that the damages resulting from the natural disaster were caused solely by the natural disaster. The agencies that conducted that dredging might be able to contend that the damage could not have been prevented or avoided by the exercise of due care and that their actions constituted due care and foresight to prevent greater damage. However, this approach might not be available to the private parties who transported or received sediment, unless they could convincingly argue that no due care or foresight could have prevented damage because the nature of the materials were unknown. In light of the strict liability nature of CERCLA, this would be a departure from the law’s current interpretation. Neither the liability provisions of CERCLA nor the release-reporting obligation appear likely to result in the kind of long-term solution to the Swift Creek asbestos problem sought by agencies and residents. CERCLA also provides EPA with more promising tools by granting it authority under two distinct cleanup classifications: removal actions and remedial actions. EPA is authorized to initiate removal or remedial actions at sites where the release or substantial threat of release of a pollutant may pose an imminent and substantial danger to public health and welfare.Id. § 9604(b). Removal or remedial activities are not authorized in response to a release, or threat of release, of “a naturally occurring substance in its unaltered form, or altered solely through naturally occurring processes or phenomena, from a location where it is naturally found.”Id. § 9604(a)(3)(A). This limitation should not apply to Swift Creek asbestos that has been dredged or moved, because it is not in a location “where it is naturally found.” EPA’s removal authority over NOA that has been altered or transported by human activities is supported by a number of federal district court cases. In cases involving Libby, Montana vermiculite mine that exposed workers and residents to high levels of asbestos, the responsible party strenuously contested EPA’s removal activities on the grounds that the asbestos was a naturally occurring substance. The federal district court considered the fact that rain washed material from the mine into a nearby river, and concluded that “[a]ny asbestos that washed off disturbed areas at the Mine Site to the Kootenai River was not in its ‘unaltered form, or altered solely by naturally occurring processes or phenomena.’ ”United States v. W.R. Grace & Co., 280 F. Supp. 2d 1149, 1155 (2003); see also id. at 1148. In a similar case, a mining company contended that arsenic, a naturally occurring element found around a mine, was exempt from regulation under CERCLA. The court held, however, that “the arsenic is not found in its unaltered form because mining, an unnatural process, has altered its location.”Monarch Greenback v. Monticello Ins. Co., 118 F. Supp. 2d 1068, 1080 (D. Idaho 1999). In another mining case, a court found that acid mine drainage was not a naturally occurring release, even though it consisted of naturally occurring substances, because “mining constitutes an artificial alteration rather than a naturally occurring process or phenomenon.”United States v. Iron Mountain Mines, 812 F. Supp. 1528, 1548 (1992). A court has also summarily rejected the application of the exception to “naturally occurring” metals in soil, noting that the metals were located in fill material brought onto the site from another location. The court held that they were not in the location where they would be “naturally found.”Containerport Grp. v. Am. Fin. Grp., 128 F. Supp. 2d 470, 482 n.16 (2001). These cases, which view the movement of soils as sufficient alteration to avoid the exclusion, support EPA’s response authority over sediments that have been exposed through dredging or relocated to sites in which they did not naturally occur. EPA’s response authority over sediments distributed through flooding is a more open question. CERCLA would only exempt NOA “in its unaltered form . . . from a location where it is naturally found” from EPA’s response authority. NOA is not “naturally found” in basements or municipal storm drains, where it appears after flooding. Although a natural process delivered the asbestos, the portion the CERCLA statute that refers to natural processes addresses the alteration of asbestos not its transportation or location (“altered solely through naturally occurring processes or phenomena”). Thus, if EPA chose to exercise its response authority over flood-distributed asbestos, the exceptions in CERCLA should not prevent it from doing so.42 U.S.C. § 9604(a)(3)(A) (2010). If it is accepted that EPA has response authority over at least some of the asbestos from Swift Creek sediments, the next question is the scope and nature of the actions that it is authorized to take. CERCLA defines a remedial action as permanent, whereas removal actions are defined as actions consistent with future remedial actions or actions that are taken under emergency authority. Remedial actions can only be initiated once a site has been listed on the National Priorities List (NPL), which is an inventory of hazardous waste sites that meet specific criteria based on their individual Hazard Ranking System (HRS) scores. Swift Creek has not been listed on the NPL, and it is not known whether the asbestos contamination present at Swift Creek would generate a HRS score sufficient to list the site on the NPL.A site can be listed on the NPL if it meets one of the following three criteria: Unlike remedial actions, removal actions can occur on sites not scored using the HRS or listed on the NPL.40 C.F.R. § 300.425(b)(1) (2010). Although CERCLA does not define “removal action,” the statute does define “remove” and “removal”:
The National Contingency Plan (NCP), which consists of the regulations that govern the selection and implementation of removal and remedial actions,The full title of the NCP is the “National Oil and Hazardous Substance Pollution Contingency Plan.” Id. § 9605(a). The NCP is located at 40 C.F.R. § 300. For the government to recover costs, its removal and remedial activities must be “not inconsistent with” the NCP. 42 U.S.C. § 9607(a)(4)(A). For private parties to recover costs, their activities must be “consistent” with the NCP. Id. § 9607(a)(4)(B). states that removal actions must “be terminated after $2 million has been obligated for the action or 12 months have elapsed from the date removal activities begin on site.”40 C.F.R. 300.415(b)(5) (2010). In November 2007, EPA approved a Time Critical Removal Action (TCRA) at Swift Creek. EPA intended the removal action to “reduce the potential for an uncontrolled release of asbestos” through the application of a dust suppressant, or tackifier, to the sediment piles. EPA also re-graded the stockpiles in an effort to prevent erosion.James Petersen, Ecology& Env’t, Inc., Swift Creek Asbestos Site Time-Critical Removal Action Report, Everson, Washington 2‑3, 3‑2 (2008), available at http://yosemite.epa.gov/r10/CLEANUP.NSF/sites/sumasmtndocs/$FILE/Swift+CK+Removal+Rpt+Final_Apr2008.pdf. It appears, however, that these stopgap measures may not have worked as intended. Premature failure of the tackifier has been observed along the sediment piles, and erosion of the sediment pilings continues, especially during periods of high creek flow.Interview by Douglas Naftz with Luke Loeffler, supra note 159. These stopgap measures alone may not adequately protect public health and welfare of the surrounding community. The NCP arguably only requires EPA to abate, minimize, stabilize, or mitigate the threat to public health that resulted in the removal action.40 C.F.R. § 300.415(b)(3). The goal of EPA’s removal authority, however, is to prevent “imminent and substantial danger to public health and welfare.”Id. § 307.22(e)(2) (2011). This language implies that the removal action should ensure that this “substantial danger” no longer exists. Although EPA certainly intended its actions to minimize asbestos exposure pathways, many such exposure pathways remain. Recent observations suggest that the 2007 removal action did not adequately address the exposure pathways originally targeted in the removal action. It appears likely that the public health risk that led to the removal action will simply recur—as many times as EPA’s short-term measures fail or wear out. The twelve-month limit on removal activities, if measured from the November 2007 action, has expired. An emergency exemption would nonetheless allow future removal action to occur. The emergency exemption is authorized when “[t]here is an immediate risk to public health or welfare of the United States or the environment; continued response actions are immediately required to prevent, limit, or mitigate an emergency; and such assistance will not otherwise be provided on a timely basis.”Id. § 300.415(b)(5)(i). This exemption was applied to EPA’s removal activities in Libby, Montana. Although Swift Creek does not involve the dramatic public health risk present in Libby, it does present a large-scale, long-term asbestos problem in a populated area, “not a remote, abandoned mine”United States v. W.R. Grace & Co., 429 F.3d 1224, 1226 (9th Cir. 2005). as the Ninth Circuit emphasized when it upheld EPA’s activities in Libby. Furthermore, as in Libby, “assistance from other government agencies [is] not anticipated on a timely basis.”Id. at 1231. The Ninth Circuit has noted that “[t]he term ‘emergency’ is not defined in CERCLA or the National Contingency Plan, and EPA has interpreted it to include a range of time-sensitive threats.”Id. at 1248 n.25. Although the term “emergency” has never been used by EPA with regard to the situation at Swift Creek, the request for the 2007 removal action at Swift Creek stated that “[a]ctual or threatened releases of hazardous substances from this site, if not addressed by implementing the response action selected in this action memorandum, may present an imminent and substantial endangerment to public health, or welfare or the environment.”Jeffry Rodin, U.S. Envtl. Prot. Agency, First Action Memorandum: Request for Approval of a Time-Critical Removal Action at the Swift Creek Asbestos Site, Everson, Whatcom County, Washington 7 (2007). This description is consistent with an emergency. The selection of a time-critical removal action by EPA in 2007 may support the determination of an emergency at Swift Creek when flooding occurs. With a projected 400 to 600 years of sediment release from the Sumas Mountain landslide,2007 EPA Summary Report, supra note 24, at 2-2. Swift Creek likely will continue to deposit hazardous asbestos-containing sediment downstream into the foreseeable future. Now that dredging no longer occurs regularly, sediments accumulate in the streambed, increasing the risk of floods. Increased flood risk can only add to the time-sensitivity requirement of a future removal action; EPA’s 2009 testing established that flooding spreads the hazardous sediment over a large area and effectively multiplies the existing asbestos exposure pathways.EPA supported its decision to conduct a removal action in Libby on the grounds that “the asbestos . . . posed an immediate threat to the local population; a cleanup beyond the cap was required to prevent, limit, or mitigate an emergency because of the size of the cleanup and the short construction season; and assistance from other government agencies was not anticipated on a timely basis.” W.R. Grace & Co., 429 F.3d at 1231. Although the public health effects are nowhere near as immediate or egregious in the Swift Creek area as in Libby, the rationales regarding the size of the cleanup and the absence of assistance from other government agencies apply to Swift Creek. Removal actions have been described as “time-sensitive responses to public health threats for which EPA is granted considerable leeway in structuring the cleanup.”Id. at 1228. The Ninth Circuit found that EPA's cleanup in Libby, which took place over the course of years, “was a removal action that was exempt from the temporal and monetary cap.”Id. at 1227. This type of long-term removal action is justified at Swift Creek because the previous dredge-and-deposit strategy of sediment management is no longer viable or even necessarily legal, to the extent dredged creek sediments would constitute a hazardous substance under CERCLA. Furthermore, consultants to EPA have estimated that the annual removal and transport of 100,000 cubic yards of Swift Creek sediment to a repository within ten miles of the creek (if such a place existed) would cost between $1.5 and $1.9 million per year over a period of five years.2007 EPA Summary Report, supra note 24, at 3-8. The odds that any public agency will be able to commit this level of funding to the Swift Creek problem, year after year, decade after decade, are very long. A continuation of status quo approaches at the site clearly would cost too much and would not address asbestos exposure pathways originating from the creek sediment. Further, it would not stop the physical movement of sediment from the landslide into the creek. Therefore, the situation at Swift Creek warrants a long-term, multi-stage removal action. 2. State Hazardous Substances Regulation State law also has a role to play in addressing the Swift Creek problem. Washington State’s Model Toxics Control Act (MTCA)Wash. Rev. Code § 70.105 (2011). was “heavily patterned” after CERCLA.Taliesen Corp. v. Razore Land Co., 144 P.3d 1185, 1197 (Wash. Ct. App. 2006); Pacificorp Envtl. Remediation Co. v. Wash. State Dep’t of Transp., 259 P.3d 1115, 1128 (Wash. Ct. App. 2011). All hazardous substances listed in CERCLA are also listed as hazardous substances under the MTCA.Wash. Admin. Code § 173-340-200 (2003). The MTCA seeks to “raise sufficient funds to clean up all hazardous waste sites and to prevent the creation of future hazards due to improper disposal of toxic wastes into the state's land and waters.”Wash. Rev. Code § 70.105D.010(2). To this end, the MTCA holds parties accountable for “irresponsible use and disposal of hazardous substances”Id. and requires the identification, investigation, and cleanup of contaminated properties that are, or may be, a threat to human health or the environment.Id. § 70.105D.030. MTCA resembles CERCLA in that “potentially liable [parties]” can be ordered to “provide the remedial action” for release of a hazardous substance.Id. § 70.105D.050(1). Additionally, the MTCA applies joint and several liability to “remedial action costs and . . . natural resource damages resulting from the releases or threatened releases of hazardous substances.”Id. § 70.105D.040(2). Past and present owners and operators of facilities, arrangers, transporters, and sellers can all be held liable under the MTCA.Id. § 70.105D.040(1)(a)‒(e). For agencies and parties that have moved NOA-containing materials, liability issues under the MTCA are potentially as threatening as CERCLA liability. State courts have upheld a broader interpretation of MTCA arranger liability, for example, concluding that intent to dispose of a hazardous substance is not required.Pacificorp Envtl. Remediation Co. v. Wash. State Dep’t of Transp., 259 P.3d 1115, 1132 (Wash. Ct. App. 2011) (“The United States Supreme Court's interpretation of CERCLA does not trump our state courts' interpretation of Washington's comparable Act.”) (citing Seattle City Light v. Wash. State Dep’t of Transp., 989 P.2d 1164, 1170 (Wash. Ct. App.1999) and Modern Sewer Corp. v. Nelson Distrib., Inc.,109 P.3d 11, 13–14 (Wash. Ct. App. 2005), review denied, 122 P.3d 186 (Wash. 2005)). While the MTCA imposes the specter of liability, it also provides the prospect of assistance with cleanup. It authorizes the state Department of Ecology to conduct remedial actions “to remedy releases or threatened releases of hazardous substances.”Wash. Rev. Code § 70.105D.030(1)(b). Ecology’s hazardous waste cleanup, prevention, and management activities are funded by both a hazardous substances tax imposed on substances including chemicals, fertilizers, and petroleum products, as well as recovered costs from remedial actions.Wash. Dep’t of Ecology, House Bill 1761: Model Toxics Control Accounts Ten‑Year Financing Plan 15 (Dec. 2008), available at http://www.ecy.wa.gov/pubs/ The Washington State Legislature must appropriate all toxics control account funds,Id. § 70.105D.070(4). and, as noted below, the legislature has directed some funding to Swift Creek to assist with short-term stabilization measures and the search for longer-term approach to the problem. The legislature has neither appropriated funds for remedial action under the MTCA nor provided funding from the hazardous substance tax. B. The Army Corps of Engineers and Ecosystem Restoration The possibility of a Corps ecosystem restorationSee U.S. Army Corps of Eng’rs, Water Resources Policies and Authorities: Civil Works Ecosystem Restoration Policy 2 (Sept. 30, 1999), available at http://140.194.76.129/publications/eng-regs/er1165-2-501/entire.pdf. (“Ecosystem Restoration is one of the primary missions of the Civil Works program. The purpose of Civil Works ecosystem restoration activities is to restore significant ecosystem function, structure, and dynamic processes that have been degraded. Ecosystem restoration efforts involve a comprehensive examination of the problems contributing to the system degradation, and the development of alternative means for their solution. The intent of restoration is to partially or fully reestablish the attributes of a naturalistic, functioning, and self-regulating system.”). project has been discussed as a way to address the Swift Creek problem. Ecosystem restoration projects “utilize engineering and other technical solutions to water and related land resources problems, with emphasis on improving degraded ecosystem function and structure.”Id. at 3. The Corps focuses on “restoration opportunities that are associated with wetlands, riparian[,] and other floodplain and aquatic systems.”Id. Ecosystem restoration projects are intended to address “ecological resources, and not . . . [the cleanup] of hazardous and toxic wastes . . . .” Under the Corps’ policies, cleanup presumably would be one of the “components of ecosystem restoration problems or opportunities [that] are better addressed by other agencies through their missions and programs.”Id. Projects that “consist primarily of land acquisition are not appropriate as Civil Works ecosystem restoration investments.”Id. At the 2007 public meeting, the Corps’ Seattle Division commander, Mike McCormick, discussed the possibility of ecosystem restoration, including the uncertainties that surround the Corps’ jurisdiction:The Corps derives its authority to engage in ecosystem restoration projects from a number of sources:
The requirements for local sponsors vary, depending on the source of authority for the ecosystem restoration project. Local sponsors must provide from twenty-five to forty percent of the project cost, depending on the circumstances; the extent to which in-kind contributions can be used to meet the local share varies.The Corps’ ecosystem restoration policy spells out these obligations, which depend on whether the project is congressionally authorized or if it falls under various provisions of the Water Resources Development Act of 1986. See U.S. Army Corps of Eng’rs, supra note 194, at 4. The process is competitive, as Commander McCormick described:
Ecosystem restoration efforts are grounded in a benefit-cost analysis “involv[ing] a comprehensive examination of the problems contributing to the system degradation, and the development of alternative means for their solution.”U.S. Army Corps of Eng’rs, supra note 194, at 2. This assessment considers monetary and non-monetary benefits, and follows “[t]he general guidance in the Economic and Environmental Principles and Guidelines for Water and Related Land Resources Implementation Studies (P&G).”Id. at 5. The P&G is “intended to ensure proper and consistent planning by Federal agencies in the formulation and evaluation of water and related land resources implementation studies.”U.S. Water Res. Council, Economic and Environmental Principles and Guidelines for Water and Related Land Resources Implementation Studies, at iv (Mar. 10, 1983), available at ftp://ftp‑fc.sc.egov.usda.gov/Economics/priceindexes/Data/PrinciplesAndGuidelinesLocalSite.pdf (indicating that the P&G applies to Corps (Civil Works), Bureau of Reclamation, Tennessee Valley Authority, and Soil Conservation Service water resources project plans). Under those guidelines, the Corps must analyze “all reasonable alternatives,” including “[a] plan that reasonably maximizes net national economic development benefits.” National economic development (NED) is defined as “the net value of the national output of goods and services, expressed in monetary units.”Id. The importance of NED in this assessment emphasizes the benefit-cost nature of the Corps’ ecosystem restoration process. Although the P&G provide that the assessment should include “[o]ther plans which reduce net NED benefits in order to further address other Federal, State, local, and international concerns,”Id. and the Corps’ ecosystem restoration policy guidance states that “measures do not need to exhibit net national economic development . . . benefits and should be viewed on the basis of non-monetary outputs compatible with the P&G selection criteria,”U.S. Army Corps of Eng’rs, supra note 194, at 5. competition for limited resources is stiff, and the benefit-cost calculus is a significant factor. In general, the benefit-cost analysis process is problematic because “knowledge of the costs, benefits, impacts, and interactions is rarely precise.”Igor Linkov et al., Comparative Risk Assessment and Environmental Decision Making 15 (2004). These problems are magnified in the case of Swift Creek, where costs are extremely high and benefits are extremely difficult to quantify in the light of the uncertainties surrounding exposure to NOA and its health effects. Representatives of Washington’s congressional delegation are not optimistic that the Corps will identify any viable alternatives that meet its benefit-cost standards.Interview by Douglas Naftz with Luke Loeffler, supra note 159. If it were calculated that several human lives would be saved from asbestos-related deaths through an ecosystem restoration project, a “savings” that might be calculated at around $7 million per death,David Fahrenthold, Cosmic Markdown: EPA Says Life Is Worth Less, Wash. Post, July 19, 2008, http://www.washingtonpost.com/wp‑dyn/content/article/2008/07/18/AR2008071803235.html (emphasizing that according to new EPA estimates, the value of a ‘statistical human life’ is $7.22 million). and that property damage from flooding would be averted, it is nevertheless unlikely that these “benefits” would outweigh the project costs for mitigation, which have been roughly estimated at more than $100 million.This figure comes from a newspaper quote from an interview with a Whatcom County geologist. No agency calculations of the cost of mitigation appear to be publicly available. See Sam Taylor, State May Help Dredge Swift Creek, Bellingham Wash. Herald, Mar. 26, 2008, The availability of the required local contributions presents an equally significant barrier. Between 1998 and 2007, Whatcom County spent approximately $1.4 million on Swift Creek management activities, averaging approximately $140,000 per year.Kerr Wood Leidal, supra note 10, at 3-8. In 2009, the Washington State Legislature allocated $1 million for the cleanup of Swift Creek.Whatcom Cnty. Council, Agreement No. 201003023, Interagency Agreement Between the State of Washington Department of Ecology and Whatcom County Flood Control Zone District 1 (Jan. 19, 2010), available at http://www.co.whatcom.wa.us/council/agreements/2010/201003023.pdf. The required contribution of between twenty-five and forty percent of the restoration costs, if applied to the ballpark figure of $100 million contemplates a required local expenditure of $25 to $40 million. Compared to the few million dollars currently spent locally, this level of expenditure would represent an enormous escalation of funding for the Swift Creek asbestos problem. C. County and City Authority At the local level, Whatcom County and the small cities affected by Swift Creek and the Sumas River have land use planning and zoning authority that could minimize human exposure to NOA by reducing population densities in the vicinity of the NOA. Perhaps reflecting their constituents’ skepticism about the degree of harm posed by asbestos-laden soils, however, local governments appear reluctant to restrict land uses in areas affected by NOA. For example, only months after EPA found high levels of asbestos in floodplain sediments, the county council designated land in the Sumas River floodplain for urban-density growth.Whatcom Cnty. Council, Whatcom County Council Action Taken (Nov. 24, 2009), available at http://www.co.whatcom.wa.us/council/meetings/council/actiontaken/pastactiontaken/2009/at1124.pdf (referencing approval of an “[o]rdinance amending Whatcom County Code Title 20, the Official Whatcom County Zoning map, and the Whatcom County Comprehensive Plan and maps”); see also Whatcom Cnty. Council, Whatcom County Council Agenda Bill 451, 843 (Nov. 17, 2009), available at http://www.co.whatcom.wa.us/council/meetings/council/packet/archived/2009/packet1124.pdf (including text of ordinance including the affected area and a map of the affected area). This decision was not made inadvertently; the local governments received testimony regarding the presence of asbestos-laden soils in this area and requests that the affected area be omitted from the urban growth boundaries.Whatcom County did add a policy related to asbestos: “This area will be kept in reserve status until the County has determined that development will not expose future residents and employees to unacceptable risk from naturally occurring asbestos.” Id. at 545. This decision demonstrates both the difficulty of coordinating the activities of different levels of government and the problems that local government officials face in weighing property rights against long-term risk. Washington State law also requires local governments, including Whatcom County, to designate geologically hazardous areas using the “best available science.”Wash. Rev. Code § 36.70A.172 (2011). Regulations define “geologically hazardous areas” as “areas susceptible to erosion, sliding, earthquake, or other geological events. They pose a threat to the health and safety of citizens when incompatible commercial, residential, or industrial development is sited in areas of significant hazard.”Wash. Admin. Code § 365-190-080(4)(a) (2010) (emphasis added). The regulations further state that, “[w]hen technology cannot reduce risks to acceptable levels, building in geologically hazardous areas is best avoided.”Id. Whatcom County’s current Comprehensive Plan only designates the Swift Creek alluvial fan, an area of approximately 495 acres,Kerr Wood Leidal, supra note 10, at 2-4. as a geologically hazardous area.Whatcom Cnty. Council, Whatcom County Comprehensive Plan, at Map 27 (June 2008), available at http://www.co.whatcom.wa.us/pds/planning/comp_plan/pdf/20110101-chapter-11.pdf (showing the Swift Creek alluvial fan designated as an “Alluvial Fan Hazard Area”). Based on EPA’s sampling results from the 2009 flood, which showed highly elevated levels of asbestos in sediments along the Sumas River, the best available science seems to indicate that the geologically hazardous area designation should be extended to include other affected areas.Id. at 11-11. This would be consistent with Whatcom County Comprehensive Plan Goal 11-D: V. The Range of Solutions[Q]uick and efficient cleanup of hazardous material eliminates risks to people and the environment and minimizes the stigma contamination can bring to properties and communities. —EPA, The Emergency Response and Removal Program.United States v. W.R. Grace & Co., 429 F.3d 1224, 1248 (9th Cir. 2005). And with it being such a health risk, you would think that that would play into it because this is a national health risk is what I’m hearing today. So why are our hands tied and the money tied up? I don’t understand that. If it’s such a health concern, why isn’t there the money for this county not to be this big of a risk? And if you can’t answer that, it’s like where do we go next? What are we going to do? —Tammy Rawls, Resident, Whatcom County.Nov. 2007 Transcript, supra note 1, at 54. I’m here for a solution. I’m not here to find out how bad this stuff is or how good this stuff is or what we can or can’t do with this. I want a solution instead of all these things. It’s redundant to bring them up again, but we can’t get one agency here to come up with a solution. Nobody has. —Edward Bosscher, Resident, Whatcom County.Id. at 34–35. From the perspective of many residents affected by Swift Creek asbestos, government agencies arrived on the scene, proclaimed that NOA is a health hazard, and then moved on without solving the problem. From the perspective of agency officials, the scope and nature of the Swift Creek problem demands a response, but the lack of clear legal authority and the paucity of available resources stymie efforts to address the long-term needs of the region. Furthermore, as discussed, no single agency has the authority to tackle every aspect of the Swift Creek problem. As one Whatcom County representative stated, “it’s like a Hydra, the heads are moving.”Id. at 57 (quoting Jon Hutchings, Assistant Dir. of Pub. Works, Whatcom Cnty.). Under these circumstances, federal, state and local approaches to the problem will have to be coordinated in order to approach the asbestos problem from a number of angles and to extend the reach of scarce resources. In a 2009 press release, EPA recognized the need for simultaneous application of a variety of solutions. Noting that “[e]ngineering options—including building a structure that would control sediment near the landslide—are being considered,” the agency explained that “[t]he situation may also call for changes to local land use planning.”U.S. Envtl. Prot. Agency, Naturally-Occurring Asbestos Found in Sumas River Downstream of Swift Creek (July 20, 2009), available at http://yosemite.epa.gov/opa/admpress.nsf/0/0F93B0BF4981377C852575F9007AE5FE. The most popular approach probably is the engineered solution, which would be intended to prevent asbestos-laden soils from entering Swift Creek or from being distributed through flooding. Residents naturally hope that the problem can be controlled at its source in a way that does not depreciate property values or require the residents to change their lifestyles. One engineering alternative involves the construction of a large debris stabilization basin in the alluvial fan of Swift Creek. In 1971, the Corps selected this approach as the most feasible of three potential alternatives; but the concept failed to survive the requisite cost-benefit analysis.Kerr Wood Leidal, supra note 10, at 2-10 to -12. Subsequent studies have continued to propose ways to contain sediment, either as a long-term or short-term approach to the problem. To date, the most thorough geotechnical study of the Swift Creek region remains the 1976 Soil Conservation Service study. The purpose of this study was to “make a preliminary evaluation of the feasibility of retarding the landslide movement via a landslide control structure or other means and for determining the size, type and location of a potential sediment debris basin(s) located on the Swift Creek floodplain.”Converse Davis Dixon Assocs., Inc., Final Geotechnical Report: Swift Creek Tributaries, Sumas River Watershed, Whatcom County, Washington Pt. II, at 2 (Jan. 15, 1976) (on file with author) (referenced in text as the “1976 Geotechnical Report”). This report identified a range of alternative solutions.Id. at 14–16. Two of these alternatives, “slide stabilization” and “drainage diversions from slide[-]area,” were considered clearly infeasible. Slide stabilization would involve “internal drainage of the ground water within and beneath the slide mass” by some means or “soil solidification or grouting to solidify and strengthen the slide material.” Id. The report noted that sufficient information about subsurface conditions and the cause of the movement was not available and that in any event, “no case is known where such methods have been successfully applied to a landslide of this magnitude.” Id. at 14–15. “Drainage diversion,” related to the fact that stream flows on both sides of the slide-area, as well as runoff on the slide-area itself, results in erosion of the slide-area and transport of slide materials to the floodplain. “Diversion of the streams or runoff into these streams from the upstream watershed by conduits, channels, dams and pumping, etc., was considered impossible from a sound engineering aspect and economics.” Id. at 15. Steep topography and site conditions prevent an inter-basin transfer, while the crushing forces of the shifting of geologic formations would destroy collection and diversion structures. As outlined in the study’s purpose statement, two possibilities were evaluated in detail: a landslide control structure and sedimentation basins. The landslide control structure “would contain the debris at the source by means of an earth buttress constructed at the face of the landslide above the Swift Creek ‘narrows.’ ”Id. at 27. This buttress would be 1075 feet in length and would require excavating fourteen million cubic yards of landslide material and the re-use of thirteen million cubic yards as fill.Id. at 28. Even in 1976, without accounting for the costs of worker protection while excavating asbestos-laden sediments or the costs of the disposal of the sediments, this engineering alternative was recognized to be too expensive to pursue any further.Id. at 29. In light of the high costs of constructing a landslide control structure, sedimentation basins emerged as the favored engineering approach. Sediment basins are constructed to “reduce the volume of sediment transported, reduce the incidence of overbank flooding and the related flood plain sediment deposition.”Id. at 31. Potential sites for two basins were identified.Id. at 32. Excavated on-site soils from the sedimentation basins were proposed as the source of materials to build embankments and dikes. These materials consist of alluvial fan and flood channel deposits,Id. at 35. The report predicted embankments of thirty-five and twenty-five feet for Basin A and Basin B, respectively, would result in a trap efficiency of from seventy-five to ninety percent. now known to contain asbestos. The report estimated that the total project cost would be $3.6 million, with annual operation and maintenance costs of $568,000.Id. at Appendix A. Adjusting for inflation, the project cost today would be approximately $15 million, with an annual operating cost of $2.4 million.Inflation Calculator, DollarTimes, http://www.dollartimes.com/calculators/inflation.htm (input “3,600,000” into “$” box; then choose “1975” in the following drop-box; then choose “2010” in the drop-box under “Convert to $”; then follow “Calculate” hyperlink). Of course, costs have changed over time. Even if some processes can be done more efficiently and some materials may be relatively cheaper, the fact that the 1975 estimate did not include worker protection for handling hazardous asbestos-laden material is a countervailing factor. To help put these costs in perspective, EPA’s costs in 2007 for spraying dust suppressant, stockpile grading, and bank armoring were approximately $250,000.Kerr Wood Leidal, supra note 10, at 3-8. Additionally, EPA estimated that the cost of removing 100,000 cubic yards of sediment per year for five years, and transporting it to a repository within ten miles—if such a place existed—would be between $1.5 and $1.9 million.Id. The involved agencies have acknowledged that this type of large-scale engineering solution is not economically feasible. In 2009, EPA, Ecology, and Whatcom County entered into a Joint Agency Agreement based on the premise that “[t]he agencies have concluded that engineered facilities to stop the erosion and deposition of Sumas Mountain sediments near their source are prohibitively costly and require resources far beyond those available to State and Local governments, and that Federal programs do not presently allow for spending of this magnitude.”Whatcom Cnty. Council, Wash. State Dep’t of Ecology, U.S. Envtl. Prot. Agency, Joint Agency Agreement: Naturally Occurring Asbestos Originating From the Sumas Mountain Landslide in Washington State 1 (Aug. 31, 2009). The engineered solution currently under consideration is far more modest than the solution proposed in 1975. The Washington State Legislature allocated $1 million from the local toxics control account in 2009 “solely to clean up naturally occurring asbestos from Swift Creek.”Whatcom Cnty. Council, Agreement No. 201003023, supra note 215. Whatcom County and Ecology agreed to use the funds primarily for the management and improvement of the existing sediment piles on the side of Swift Creek, designated as “levees,” and for the design and construction of new levees and retention facilities. The parties also agreed to use the funds for floodplain easement, land acquisition, and geotechnical investigation of long-term solutions.Id. at 6. Whatcom County has since acquired property intended for the disposal of asbestos-containing sedimentSam Taylor, Whatcom Officials OK Buying Lot for Asbestos Sediment from Swift Creek Area, The Bellingham Herald, Sept. 29, 2010.—apparently skirting, or having received reassurances about, liability issues. It has also approved a sediment management plan for the construction of levees and excavated sediment basins with berms. Specifically, Whatcom County proposed the construction of two large basins on a seventy-acre site located in the existing Swift Creek alluvial fan. The basins would have a storage capacity of approximately two million cubic yards of sediment.Sediment Management Plan, supra note 9, at 11. Containment levees would be “offset from the banks of Swift Creek channel,” in order to contain larger debris flows and sediment from flooding events.Id. at 12. The estimated cost for basin design, permitting, and construction is $4.6 million, with $2.5 million estimated for levee design and construction. The repair and maintenance costs are estimated at $250,000 per year.Id. at 6. While these costs greatly exceed any funding that has been dedicated to, or identified for, Swift Creek to date, it should further be noted that these engineering features are not viewed as permanent solutions. Landslide stabilization, optimistically priced at $150,000 to $4 million, is identified as a long-term goal.Id. Based on the current situation, it appears that the agencies are not anticipating that a Corps-sponsored ecosystem restoration will rescue Swift Creek. The Corps would be the logical lead agency for an engineered solution. Not only is the Corps experienced in large-scale engineering projects, but its ecosystem restoration authority is focused on water systems. In contrast to EPA, which has CERCLA authority more clearly authorized to address NOA handled by humans, the Corps’ ecosystem restoration authority is intended to avoid hazardous waste issues and to work to improve natural systems. An engineering approach led by the Corps could address the source of the Swift Creek asbestos problem. Realistically, however, both the feasibility and the cost make a large-scale engineering solution unlikely. Reflecting the dearth of solutions, EPA tends to emphasize small-scale, local policies. On its Swift Creek website, EPA notes:
In conjunction with the local governments’ planning and zoning authority, these local controls might help to reduce risk. El Dorado and Fairfax County are unlike the Swift Creek area, however, because the asbestos in those locations is in the ground and the rocks. It is not transported, by a river delivery system, and there is no landslide providing a continuous source of asbestos-laden sediments. Rather than trying to stop the asbestos from moving, or engaging in low-level mitigation measures that may or may not reduce risk and harm, the agencies need to determine whether the Swift Creek geologically hazardous area is simply incompatible with human settlement. Given the unique temporal and geographic scope of NOA distribution in the Swift Creek area, the most protective and inexpensive option might be simply to purchase affected properties. A land-purchase solution would likely put EPA in the lead, based on its response authority under CERCLA. This would be an innovative approach. Although permanent relocation of residents at a CERCLA cleanup site is not unprecedented, such relocation has not occurred during a removal action at a site that is neither listed nor pending listing on the NPL. Based on the broad statutory deference offered to EPA through the inclusive language of CERCLA, however, permanent relocation is certainly not outside the realm of policy options at EPA’s disposal when carrying out a complex removal action.The lists of example removal actions outlined under CERCLA in 42 U.S.C. § 9601(23), and in the NCP under 40 C.F.R. § 300.415(e) are not exhaustive, and act as a “general rule” for what removal actions might include. Given the broad statutory deference offered to EPA, it is likely that even property acquisition, which normally occurs in remedial actions, could be utilized under a complex removal action. The definition of a remedial action under CERCLA provides insight into the types of situations that might warrant relocation:
Using this definition as a guide, a rough estimate can be prepared of the cost of relocating property owners affected by Swift Creek NOA. The assessed value of all properties within a quarter-mile buffer zone around the creek can be calculated by using data from Whatcom County and Geographic Information Systems software. Based on total assessed property values from 2007,Total assessed value includes value of built structures, land, and any resource value that may exist on the site. the seventy-one properties within a quarter-mile buffer zone of Swift Creek are worth approximately $7,673,790. In contrast, the cost of dredging, transportation, and disposal of hazardous sediment from Swift Creek over a period of 400 years or more can be roughly estimated at two million dollars per year.Kerr Wood Leidal, supra note 10, at 3-8. This cost estimation incorporated several important assumptions, including the ability to remove and export 20,000 cubic yards of hazardous dredged sediment per year to a disposal site within ten miles. Under these conditions, it was estimated that over a five-year period, 100,000 cubic yards of hazardous sediment (the estimated volume of stockpiled sediment currently residing at the site) could be removed and disposed off site for between $1.5 and $1.9 million per year, with transportation costs accounting for between twenty and thirty percent of the total cost. Permanent relocation of homeowners near Swift Creek is therefore a viable policy alternative. A dredge-and-deposit strategy of sediment management exceeds permanent relocation costs after only four years. Thus, as a means of eliminating asbestos exposure pathways over a long period of time, permanent relocation would be the most cost-effective method. Additionally, permanent relocation addresses another important exposure pathway—indoor exposure to asbestos from Swift Creek.According to the Washington Department of Health, “[r]isk estimates may in fact be underestimated because exposures may occur at other locations such as indoor environments of residences near Swift Creek.” Public Health Evaluation, supra note 121, at 13. Additionally, properties downstream (including those on the Sumas River) are “areas where questions remain about non-occupational exposure.” Id. at 11. Although EPA has identified indoor air exposure as a risk factor, indoor exposure has not been quantified or incorporated into EPA’s risk calculations. It is possible that harmful asbestos-containing sediment from Swift Creek has accumulated in homes, where residents inhale it for longer durations than would occur during outdoor exposure. Indoor exposure may also result from the local transport and use of Swift Creek sediments as fill material. Thus, as indicated by EPA and the Washington Department of Health, it is possible that NOA exists in driveways and other residential areas near sites where the fill was used.Id. at 11; see also Health Consultation, supra note 12, at 2-2. Compared to the dredge-and-deposit solution, which only mitigates exposure within the immediate vicinity of the creek, permanent relocation could eliminate exposure within homes as well as exposure from sediments in and surrounding the creek. Property owners may resist permanent relocation. On the other hand, they may recognize that relocation provides proactive mitigation of decreasing property values caused by the presence and stigma of NOA. Washington law requires the disclosure of asbestos in or on a residential property when it is sold.Wash. Rev. Code § 64.06.020 (2011). Required “environmental” disclosures include the following: “Are there any substances, materials, or products in or on the property that may be environmental concerns, such as asbestos, formaldehyde, radon gas, lead-based paint, fuel or chemical storage tanks, or contaminated soil or water?” The seller may check “Yes,” “No,” or “Don’t know.” If “Yes” is checked, the seller must explain the answer. Although buyers may waive disclosure, the “environmental” disclosures must be provided if the answer would be “Yes.” Wash. Rev. Code § 64.06.010(7). The free market may well provide a more draconian solution than the proposed purchase of properties affected by NOA. The depreciation process has been aptly described as follows:
Free market proponents might argue that the market should control the price of properties affected by NOA. After all, properties with quicksand or fault lines are worth less than other properties, and NOA is equally a result of natural forces. Looking at the situation from the property owners’ perspective, however, the situation is more equivalent to an innocent landowner affected by a Superfund site. Landowners affected by Swift Creek NOA did nothing wrong, and they are exposed to health risks that the government has determined to be unacceptable. Superfund law, however, revolves around the liability of a responsible party. As a result, it not only fails to provide a clear path forward in many situations involving NOA, but it can actually chill agency action, with the unintended consequence of exposing citizens to greater risks.See supra Part IV.A.1. Nonetheless, if agencies are willing to interpret it aggressively to protect public health, existing law can lead to a solution for exposure to naturally occurring asbestos. The unspoken issue is whether our society will view this problem as a communal issue, requiring an investment of societal resources, or if individuals will be left to bear the brunt of the problem. As a slow-moving emergency that confronts a relatively small and conflicted constituency, the pressure for leadership on NOA is muted. Thus, the problem is likely to sort itself out through market-choice mechanisms. Property values will provide a rough reflection of the risk of asbestos exposure. Those who cannot afford to live anywhere else, or who discount the risk, will remain in areas with NOA. If Swift Creek is a guide, citizens will have great difficulty making individual risk assessments in the face of the complexity of the health effects of asbestos, with its long latency period and uncertainties about exposure. No matter their generalized view of the role of government, affected residents will tend to assume that the government will protect their health from identified hazards. As an anonymous commentator wrote on the local newspaper’s web site:
Unfortunately for the anonymous commentator, the harsher calculus of cost-benefit analysis, rather than the assumed social contract of government protection, is likely to determine the outcome of the Swift Creek NOA problem. New laws specific to the context of NOA, as well as additional scientific understanding of asbestos would, of course, help to protect citizens in all areas affected by NOA. Further research regarding the health impacts of short asbestos fibers, as well as additional work on indoor and outdoor exposure to NOA, would help citizens and regulators to understand the risks of NOA. Federal or state laws requiring NOA to be addressed as a geological hazard would provide local governments with a template, and would help local governments to implement rational land use controls that balance their constituents’ immediate concerns about property rights and property values. If and when NOA rises to a level of priority that pushes the government to act, these are all actions that would help to eliminate the “seam between the authorities” in which the players in the Swift Creek drama find themselves. In the meantime, the real estate market will continue to apply its rough justice, while agencies, scientists, and residents continue to scramble to balance long-term concerns against short-term economic realities. These efforts, and the work of communities around the country, are the laboratories of experimentation that will lead to a more rational, less ad hoc approach to the difficult legal and health issues raised by naturally occurring asbestos.
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I. INTRODUCTIONIf you were told that every two minutes, you could save the life of a future Albert Einstein, Martin Luther King Jr., or Liu Xiaobo simply by giving them two buckets of water a day, you probably would not hesitate to do this seemingly small thing. That is, unless you had to watch your own child die from thirst to save those global luminaries. Each day an estimated thirty nine thousand children under the age of five suffer such a tragic outcome as they die from water-related diseases, diarrhea and dehydration.. Ashfaq Khalfan, The Human Right to Water: Recent Progress and Continuing Challenges, 11 Hum. Rts. Trib., Autumn 2005, at 34, 34, http://www.hri.ca/pdfs/HRT%20Volume%2011,%20No.3%20Autumn%202005.pdf. See also Maude Barlow & Tony Clarke, Blue Gold: The Fight to Stop the Corporate Theft of the World's Water 52 (2002) ("[E]very eight seconds, a child dies from drinking contaminated water ..."). Water is quickly and, in some parts of the developed world, quietly becoming a scarce natural resource that is vital for mankind's survival. The average person needs at least twenty six gallons of water each day to satisfy basic survival and health needs.. Michael T. Klare, Resource Wars: The New Landscape of Global Conflict 142 (2001). Although water is unequivocally essential for human survival, over one billion people lack access to clean drinking water, and more than twice as many lack sanitary facilities.. Ismail Serageldin, Beating the Water Crisis, Our Planet (Oct. 1996), http://www.ourplanet.com/imgversn/83/serag.html (explaining that it is estimated that about 1 billion people in the world lack access to fresh water and 1.7 billion lack adequate sanitation). Globally, more than five million people die every year from water-related illnesses. Sara Grusky, IMF Forces Water Privatization on Poor Countries, Waternunc.com (Feb. 2001), http://www.waternunc.com/gb/ProblemofWater.htm. See also Steven Shrybman, The Impact of International Services and Investment Agreements on Public Policy and Law Concerning Water 8-9 (2002) available at http://www.robarts.yorku.ca/archives/doha/pdf/doha_shrybman.pdf ("[B]y 2025, more than two-thirds of the world's population, 5.5 billion people, will experience water shortage. . . . More than 34 [percent] of the world's population live in countries with significant water stress, and this figure is expected to double during the next 25 years.").; only HIV/AIDS and malnutrition cause more annual deaths in the developing world.. Alan Hecht, International Efforts to Improve Access to Water and Sanitation in the Developing World: A Good Start, but More is Needed, SK046 ALI-ABA 321, 325 (2005). Recent estimates indicate global water consumption may double during the next twenty years,. Barlow & Clarke, supra note 1, at 7. and the United Nations anticipates that by 2040, demand for water will exceed the world's supply by more than 30 %. Further, despite the United States' status as a developed country and "leader of the free world," the National Resources Defense Council predicts that more than 1,100 counties in the United States will face higher risks of water shortages by 2050.. Matthew McDermott, Higher Water Shortage Risk in One Third of US Counties Due to Climate Change: NRDC Report, Treehugger.com (July 21, 2010), http://www.treehugger.com/files/2010/07/higher-water-shortage-risks-one-third-u-s-counties-climate-change.php. The impending water shortage, and its effects, presents a quandary for national and world leaders. Solving the water shortage, both now and in the future, implicates two major issues: (1) adjusting legal doctrines affecting competing ethical and property claims to water sources; and, (2) addressing the stratagem between governments, in parens patriae,. American Water, The Water Industry, http://www.amwater.com/learning-center/water-101/the-water-industry.html (last visited Apr. 28, 2011) ("The United States water industry has two main segments: utilities, which involve supplying services to customers, and general services, which involve providing water and wastewater related services to utilities and other consumers on a fee-for-service contract basis."). In addition, privatization of water by large companies also entails the bottling of water for profit. See Zoe Maggio, The Water Front: Water Privatization and Bottled Water, Polaris Institute, http://www.polarisinstitute.org/the_water_front_water_privitization_and_bottled_water (last visited Apr. 28, 2011). and private corporations to share the benefits and costs of water privatization. Tackling the impending water resource crisis presents a major problem: no matter the solution, the resulting cost is one that many governments are not prepared to address. As a result, there is diametrical opposition over whether corporate exploitation of water resources should be prevented or whether governments should eagerly accept any corporate cash offered to address water resource management. Both developed and underdeveloped countries face the same cost problems and competing interests. For example, the United States' economic strength arguably suffers under the weight of a trillion dollar deficit. The Debt to the Penny and Who Holds It, TreasuryDirect.gov, http://www.treasurydirect.gov/NP/BPDLogin?application=np (last visited May 27, 2011). and the financial repercussions of responding to uprisings and conflicts in the Middle East and Africa. . See The CNN Wire Staff, Unrest in the Middle East and Africa—Country by Country, CNN.com (Mar. 12, 2011), http://edition.cnn.com/2011/WORLD/africa/03/10/middle.east.africa.unrest/. The financial pressures on the United States manifest themselves in the county's inability to respond to its own poverty to the point that the United States has the highest percentage of impoverished citizens in the developed world.. Paul Harris, 37 Million Poor Hidden in the Land of Plenty, The Observer (Feb. 16, 2006), http://www.guardian.co.uk/world/2006/feb/19/usa.paulharris (last visited Mar. 10, 2011) ("A shocking 37 million Americans live in poverty. That is 12.7 [percent] of the population—the highest percentage in the developed world. They are found from the hills of Kentucky to Detroit's streets, from the Deep South of Louisiana to the heartland of Oklahoma."). At the same time, large regions of the United States, particularly in the southwest,. See Bryan Walsh, A New Study Finds That Global Warming Could Dry Out the Southwest, Ecocentric (Feb. 10, 2011, 4:41 PM), http://ecocentric.blogs.time.com/2011/02/10/climate-a-new-study-finds-that-global-warming-could-dry-out-the-southwest/#ixzz1G8UvOB1V. face water scarcity now and are not financially able to pay for significant or innovative improvements to increase access to water.. Id. ("Based on the price of adding reservoir capacity in California, meeting the baseline water shortage could cost $2.3 trillion . . . plus $353 billion to $549 billion if climate change is factored in. Higher water prices would make adaptation even more expensive—assuming additional water could be found at all in a drier future.") (emphasis omitted). Elsewhere, Japan suffered an economic and environmental "free fall" following the deadly tsunami and earthquake on March 11, 2011.. Erica Ho, Breaking: 8.9 Earthquake Hits Japan, Followed by Tsunami, Time News Feed (Mar. 11, 2011), http://newsfeed.time.com/2011/03/11/breaking-8-9-earthquake-hits-japan-followed-by-tsunami/. See also Hiroshi Hiyama, Japan's Post-disaster Economy Faces Electric Shock, AFP (Apr. 9, 2011), http://www.google.com/hostednews/afp/article/ALeqM5gdTAoUkTA2AdiPnWWqV8RlMWM6Mw?docId=CNG.36db2129cefe2fddf937f948acfab92b.de1 ("Japan's economy, the world's third-largest, has been in trouble for nearly a generation, but nothing prepared it for the brutal impact of power shortages following the March 11 disaster. . . . Shortages have occurred in unexpected places—fears over water contamination have pushed up demand for bottled mineral water, leaving the beverage industry scrambling for caps for plastic bottles."). In underdeveloped countries, governments continue to struggle with the water shortages they have faced for decades, bringing some nations nearly to the brink of war.. Erik Rasmussen, Prepare for the Next Conflict: Water Wars, The Huffington Post (Apr. 12, 2011, 11:11 AM), http://www.huffingtonpost.com/erik-rasmussen/water-wars_b_844101.html ("[W]ater will likely replace oil as a future cause of war between nations. . . . Today the first glimpses of the coming water wars are emerging. Many countries in the Middle East, Africa, Central and South Asia—e.g. Afghanistan, Pakistan, China, Kenya, Egypt, and India—are already feeling the direct consequences of the water scarcity—with the competition for water leading to social unrest, conflict and migration."). It is anticipated that the world's poorest populations will soon experience vast inequality in access to water and, thereby, an exacerbation of the global water crisis due to desertification.. Id. ("The worst water-effects of the climate change have yet to emerge. As the climate epidemic spreads and the global warming accelerates, 38 percent of the world's surface is expected to desertificate and dry out—especially the subtropics and mid-latitudes, where much of the world's poorest populations live—leading to a severe increase in the gap between supply and demand, to a vast inequality in access to water and thus an exacerbation of the water crisis."). As a result, developed and underdeveloped countries face incredible impediments to formulating the constructs of a human right to water at a time when cataclysmic, environmental events and man-made conflicts combine to form a perfect storm of global financial instability. Accordingly, overcoming the international water shortage may require the inclusion of private corporations investing their financial assets and the privatization of water and improved infrastructure needed to supply water to those who in need. This article begins by surveying the United States' efforts to define its obligations as one of the members of the international community struggling with implementing the human right to water, recently reaffirmed by the United Nations. To explore the magnitude and complexity of this task, it is instructive to examine the most recent resolutions from the United Nations addressing the global water shortage, as well as the United States' reticence about prematurely undertaking this monumental task. Thereafter, this article examines the necessity of bringing private companies into the discussion of implementing the human right to water, the potential conflicts inherent in letting for-profit corporations manage an increasingly-scarce natural resource required by citizens, and finally, suggestions for successfully overcoming those concerns. II. DISCOURSE AMONG COMPETING INTERESTSIt is estimated that in only fourteen years, two-thirds of the world's population will face a water shortage.. Water & Poverty, An Issue of Life & Livelihoods, Food & Agric. Org. of the U.N., http://www.fao.org/nr/water/issues/scarcity.html (last visited May 28, 2011). Despite the far-reaching impact of this tragedy, the flow of discourse among world leaders, civic organizations, ecologists, and corporations has been stifled not necessarily by a lack of will, but by the lack of a comprehensive and common plan for what to do next. Although concerted and conscientious efforts have been undertaken to provide sanitary and drinkable water in developing and developed countries, positions regarding what form these efforts should take are polarized. The importance of water in so many facets of daily human life makes a single solution unwieldy and conceivably unobtainable.. World Water Council, The Right to Water 1, available at http://www.worldwatercouncil.org/fileadmin/wwc/Library/Publications_and_reports/Right_to_Water__UK_final.pdf ("[E]ven though a legal framework may exist, the right to water is often not applied for a variety of reasons: lack of resources, absence of political will, or simply people and governments are not aware of the existence of the right or they don't know how to implement it."). The human right to water competes with other recognized human rights in the rapidly emerging field of international human rights law. These human rights have many dimensions,. What Are Human Rights?, U.N. Office of the High Comm'r on Human Rights, http://www.ohchr.org/EN/Issues/Pages/WhatareHumanRights.aspx (last visited May 28, 2011) ("Human rights are rights inherent to all human beings, whatever our nationality, place of residence, sex, national or ethnic origin, colour, religion, language, or any other status. We are all equally entitled to our human rights without discrimination. These rights are all interrelated, interdependent and indivisible."). entitling individuals to be free from various societal ills such as slavery, torture, and genocide.. Derrick Howard, 21st Century Slavery: Reconciling Diplomatic Immunity and the Rule of Law in the Obama Era, 3 U. Ala. C.R. & C.L. L. Rev. 26, n.139 (forthcoming) ("Traditional jus cogens norms include slavery, piracy, and genocide."). The importance of one human right over another leads to much debate. In Ling-Yee Huang's note Not Just Another Drop In The Human Rights Bucket: The Legal Significance of a Codified Human Right to Water,. Ling-Yee Huang, Note, Not Just Another Drop In The Human Rights Bucket: The Legal Significance of a Codified Human Right to Water, 20 Fla. J. Int'l L. 353, 366 n.82 (2008) ("Here, the international humanitarian law principles of humanity, military necessity, proportionality, and discrimination would apply to preclude conflicting parties from targeting water resources vital to the survival of the civilian population."). See also Antoine Bouvier, Protection of the Natural Environment in Time of Armed Conflict, 285 Int'l Rev. Red Cross 567 (1991); and Michael N. Schmitt, Green War: An Assessment of the Environmental Law of International Armed Conflict, 22 Yale J. Int'l L. 1 (1997). he suggests the human right to water should be protected as a jus cogens norm,. See, e.g., Vienna Convention on the Law of Treaties art. 53, May 23, 1969, 1155 U.N.T.S. 331 (Recognizing preemptory norms from which no derogation is permitted.). "rendering the right inviolable even during times of armed conflict.". Huang supra note 21, at 366. However, bestowing this significant legal standing on access to a natural resource so closely tied to human existence presupposes both a static interpretation in international law of a State's sovereign right to regulate and exploit water, and the international community's acknowledgement of what constitutes customary norms entitled to universal recognition.. Melina Williams, Note, Privatization and the Human Right to Water: Challenges for the New Century, 28 Mich. J. Int'l L. 469, 486 (2007) ("States have three kinds of human rights obligations: the negative obligation to respect the right (not to violate it), the positive obligation to protect the right (to prevent third-party violations), and the obligation to fulfill the right (to ensure the individual's ability to enjoy it)."). According to Huang, some scholars fear that the recent proliferation of human rights and the resultant dialogue may lead to a dilution of rights.. Huang, supra note 21, at 367, (citing Gayle Binion, Human Rights: A Feminist Perspective, 17 Hum. Rts. Q. 509, 518 (1995)). Thus, nations must both come to a uniform understanding of what the human right to water means within and beyond borders, and agree on how to protect that right while allowing water to be used for all of its beneficial purposes. Specifically, there is enormous disagreement over exactly what the human right to water entitles individuals to receive.. Saby Ghoshray, Searching for Human Rights to Water Amidst Corporate Privatization in India: Hindustan Coca-Cola Pvt. Ltd. v. Perumatty Grama Panchayat, 19 Geo. Int'l Envtl. L. Rev. 643, 669 (2007) ("In order to understand the right to water as a fundamental right, we must delineate some contiguous rights because the rights of one entity may be bundled with the rights of other entities."). The intricate question of whether and to what degree water should be free, or alternatively, treated as a commodity, . Id. at 653 n.36 ("In Attakoya Thangal v Union of India 1990 (1) KLT 580, the court held that under Article 21 of the Indian Constitution, the right to water and other natural resources, like air, are attributes of the right to life. The Supreme Court of India also held in Virender Gaur v. State of Haryana, 1995 (2) SCC 577 that issues of the environment, including harm to water and air, should be considered a violation of Article 21. Article 21 of the Indian Constitution covers the protection and right to life."). See also Inst. for Human Rights & Bus., Draft: Business, Human Rights & The Right to Water, Challenges, Dilemmas & Opportunities, Roundtable Consultation Report 10 (2009) available at http://www.institutehrb.org/pdf/Draft_Report-Business_Human_Rights_and_Water.pdf. must be answered before the current water crisis reaches catastrophic levels. Some have argued that water should always be available free of cost because it is so closely tied to other fundamental human rights, such as the right to life.. Goshray, supra note 27. See also Inst. for Human Rights & Bus., supra note 27. But even if the human right to water is deemed a fundamental right, that right can never entitle anyone to an unlimited and uninterrupted flow of water under all circumstances. Economists and legal scholars have argued that treating water as a commodity will force individuals to use it more conscientiously.. Inst. for Human Rights & Bus., supra note 27. Establishing the bounds of what the human right to water entails, and how it ought to be managed, presents a critical first step in establishing and preserving the human right. Further, the consequences of water unavailability vary throughout various cultures and social strata. Water, or the lack thereof, impacts the fundamental right to participate in the political process, to seek, receive, and impart information, to demonstrate peacefully, and to freely express dissenting opinions.. Id. at 7–8. Many individuals in developing nations report discrimination within their own borders or by more powerful neighboring states that share contiguous water sources.. See Huang, supra note 21, at 354 ("Projected global populations will increasingly strain water resources, potentially leading to greater conflicts over this precious natural resource. Conflicts have already arisen in parts of the Middle East and sub-Saharan Africa and even include conflicts between humans and native fauna."). Economic discrimination forces the poor and disenfranchised to pay ten to twelve times what wealthier individuals pay for the same quantity of water.. Inst. for Human Rights & Bus., supra note 27 at 7. As a result, the fundamental rights of those without wealth, social status, or military prowess go unrealized or marginalized in favor of a privileged minority. Thus, as it has been aptly observed, water is power—those who control the flow of water control the flow of power, and it is often claimed that clean water flows towards the rich and wastewater towards the poor.. Poverty in Africa Linked to Water Management, Mercy Corps (March 31, 2006), http://www.globalenvision.org/library/1/1024. Unfortunately, a growing number of people worldwide have no guaranteed access to water because they lack an economic or political voice. This divide will continue to be reflected in nations, including the United States, particularly if a comprehensive solution to domestic and international water shortages is not addressed. Despite the shortage of water around the globe, mismanagement of water in countries like the United States, which currently has an adequate supply, portend dire ecological consequences. As Huang explains:
A recent report by the Stockholm Environment Institute (SEI). See Walsh, supra note 12. indicates that Arizona, California, Nevada, New Mexico, and Utah will experience major water shortfalls as a result of the effects of global warming and the growth of both population and personal income.. Id. ("[G]lobal warming could increase the long-term water shortfall by a quarter, adding an additional 282 million to 439 million acre feet of water to the 1.815 billion acre feet shortfall already expected."). According to Frank Ackerman, co-author of the SEI study and Director of the Climate Economics Group in the organization's United States division, "Climate policy choices we make today are not just about exotic environments and far-future generations—they will help determine how easy or hard it is to create a sustainable water system in the most arid region of the country.". Id. Thus, addressing the human right to water implicates the broader discussion of climate change and environmental stewardship. III. RECOGNIZING A HUMAN RIGHT TO WATEREven well-intended participants in the debate over access to water are polarized about conserving this critical resource for future generations and saving the lives currently lost by its scarcity. A central tenet in this debate is undeniable: a water shortage that spreads across the globe with the force of a pandemic must be treated with a comprehensive cure, not a bandage. Thus, at first blush, the United Nations General Assembly's adoption of a nonbinding resolution on July 28, 2010, recognizing the human right to water and sanitation would seem to be a decisive step towards leaders speaking with one voice.. G.A. Res. 64/292, at 2, U.N. Doc. A/64/L.63/Rev.1 (July 10, 2010) (The resolution "[r]ecognizes the right to safe and clean drinking water and sanitation as a human right that is essential for the full enjoyment of life and all human rights; [and] [c]alls upon States and international organizations to provide financial resources, capacity-building and technology transfer, through international assistance and cooperation, in particular to developing countries, in order to scale up efforts to provide safe, clean, accessible and affordable drinking water and sanitation for all.") (emphasis in original). However, some observers disagree. The organization Global Governance Watch suggests that the broad resolution undercuts the world's faith in the United Nations' effort to realistically address the international water shortage. In fact, although the Assembly's resolution passed by a vote of 122–0, the United States abstained based on concerns similar to those expressed by Global Governance Watch and other observers.. Id. Those disagreeing with the resolution assert that, in adopting, the Assembly ignored the fact that, under the guidance of a United Nations' independent expert on the subject, the Geneva-based United Nations Human Rights Council is considering and debating the very existence and nature of a right to water and sanitation. The dissenters believe that the Assembly's action evidences that, when it comes to inventing economic rights, there is no room for thoughtful deliberation and respect for the views and sovereignty of United Nation member states.. Jim Kelly, UN General Assembly Invents a Right to Water and Sanitation, Global Governance Watch (Sept. 22, 2010), http://www.globalgovernancewatch.org/spotlight_on_sovereignty/un-general-assembly-invents-a-right-to-water-and-sanitation. John F. Sammis, U.S. Deputy Representative to the United Nations Economic and Social Council, revealed the Obama Administration's concerns about affirming a human right to water without a clear consensus among nations.. John F. Sammis, U.S. Deputy Representative to the Econ. & Soc. Council, Explanation of Vote on Resolution A/64/L.63/Rev.1, the Human Right to Water (July 28, 2010), available at http://usun.state.gov/briefing/statements/2010/145279.htm. On behalf of the administration, Sammis acknowledged that water plays an integral part in advancing certain human rights, saying "The United States is deeply committed to finding solutions to our world's water challenges. We support the goal of universal access to safe drinking water . . . Water is essential for all life on earth.". Id. Nevertheless, Sammis added that the United Nations had not engaged in sufficient discussions with its member States to ensure adoption of a comprehensive, workable plan:
Accordingly, the United States refused to engage in a political process that did not clearly define the scope of legally binding obligations designed to resolve the world water shortage. According to Sammis, despite the appearance of having resolved the issue, the resolution "was not drafted in a transparent, inclusive manner, and the legal implications of a declared right to water have not yet been carefully and fully considered in this body or in Geneva.". Id. In essence, Sammis said, the General Assembly Resolution paid lip service to a complicated problem that merits more thoughtful discussion, not merely a rushed attempt "to take a short-cut around the serious work of formulating, articulating and upholding universal rights.". H.R.C. Res. 15/9, U.N. Doc. A/HRC/RES/15/9 (Oct. 6, 2010). Those in need of a water shortage solution take little comfort in hearing calls for more discussion before addressing their plight. Ultimately, however, the United States' concerns about the General Assembly Resolution were placated. A subsequent resolution by the United Nations Human Rights Council on September 30, 2010, reaffirmed the human right to water in greater detail than the General Assembly Resolution and procedurally compiled with the process supported by the United States.. Press Release, Human Rights Council, Right to Water And Sanitation is Legally Binding, Affirms Key UN Body (Oct. 1, 2010), http://www.un.org/apps/news/story.asp?NewsID=36308#. According to Catarina de Albuquerque, the United Nations' independent expert on human rights, obligations created by the updated resolution related to access to safe drinking water and sanitation:
The Human Rights Commission Resolution drew strong support from the United States, which indicated it was "proud to take this significant step of joining consensus on this important resolution regarding the right to safe drinking water and sanitation which is to be progressively realized.". Peter Gleick, The Human Right to Water, At Last, San Francisco Chronicle (Oct. 26 2010), http://www.sfgate.com/cgi-bin/blogs/gleick/detail?entry_id=75517. The Commission's Resolution drew strong support from non-governmental organizations as well, such as the Freshwater Action Network (FAN). Danielle Morley, FAN's executive secretary, said, "In 160 countries in all regions of the world, governments can no longer deny their legal responsibility to ensure that water and sanitation services are provided to the billions of poor people lacking access.". Id. The creation of the human right, neither simple nor easy, illustrated the importance of creating consensus on such a universal issue. IV. CHARTING A NEW COURSEAs this nation continues to divert its collective attention to universal healthcare, the burgeoning deficit, and winning the elusive war on terrorism, people in predominantly Third World countries rejoice at the recognition of their basic human right to water. . See id. Now that the international community has affirmed this right as part of the right to an adequate standard of living, the United States must comprehensively design a plan to reconfigure laws and legal relationships inextricably impacting how the human right to water can be solidified as justiciable and enforceable.. See Comm. on Econ., Soc. & Cultural Rights, Substantive Issues Arising in the Implementation of the International Covenant on Economic, Social, and Cultural Rights: General Comment No. 15 (2002), U.N. Doc. E/C.12/2002/11 (Jan. 20, 2003); Jennifer Naegele, What is Wrong with Full-Fledged Water Privatization?, 6 J.L. Soc. Challenges 99, 101 (2004). Dr. Peter Gleick, president of Pacific Institute, interprets the right to water as requiring a considerable overhaul of legal and financial stratum needed to efficiently provide individuals with an adequate supply of sanitary and drinkable water:
The legal implications of a human right to water in existing American jurisprudence would likely be quite extensive. How the international community's recognition of that right comports with what has already been codified in American law deserves separate analysis. However, to illustrate the complexity of this issue, in Water and the Web of Life, John Scanlon, Angela Cassar, and Noémi Nemes of the IUCN Environmental Law Programme noted, "Eight state constitutions recognize the right to a healthy environment. Besides, the Constitutions of Illinois, Pennsylvania, Massachusetts and Texas all recognize the right of people to pure water.". John Scanlon, Angela Cassar & Noémi Nemes, Water and the Web of Life (2003), available at http://www.genderandenvironment.org/arcangel2/documentos/278.pdf. What constitutes minimal water quality standards on the federal level can also be found in the Water for the Poor Act, enacted in 2005.. Right to Water and Sanitation, US Human Rights Network, http://www.ushrnetwork.org/content/campaignproject/right-water-and-sanitation (directing foreign assistance to ensure that the poor have access to "safe, affordable" water) (last visited March 11, 2011). Unlike other nations whose laws did not develop from a common or civil law tradition, the United States regulates use and access to public waterways in large part through the Public Trust Doctrine, which requires that water be held in trust for public use.. Ill. Cent. R.R. v. Illinois, 146 U.S. 387 (1892) (precluding Illinois from abdicating its trust responsibilities over harbor in favor of a private corporation). Many state constitutions incorporate the Public Trust Doctrine, and courts in at least five states have relied on the doctrine to review state action.. Envtl Law Inst., Constitutional Environmental Law: Giving Force to Fundamental Principles in Africa 24 (May 2000). See also Wis. Const. art. IX, § 1 as an example of one of several states allowed into the Union on the condition that the Public Trust Doctrine be incorporated into state constitutions. Furthermore, the aforementioned statutory rights would have to be harmonized with common law doctrines that impact the right to use, own, and distribute water. In The Implications Of Formulating a Human Right To Water, Erik B. Bluemel suggests that common law doctrines concerning riparian water rights law will have to be aggressively reconciled with the human right to water:
Finally, in February and March 2011, the Obama Administration hosted Catarina de Albuquerque, the United Nations Human Rights Council's independent expert.. See Dear Colleague Letter, Unitarian Universalist Service Committee, UN Independent Expert On The Human Rights To Water And Sanitation (Dr. Catarina de Albuquerque) Mission to the United States (Feb. 20, 2011), available at http://www.hks.harvard.edu/cchrp/initiatives/right_to_water/UN_IE_Testimony_Schedule_Feb_20_2011.pdf The focus of her mission was nondiscrimination and good practices in overcoming challenges in the drinking water and sanitation sector in light of passage of the Human Rights Council Resolution.. Id. During her visit, de Albuquerque shared information with the Obama Administration about the human right to water and sanitation and how it is implemented to benefit individuals around the world. At the conclusion of her visit, de Albuquerque also commented on the complexity of implementing a human right to water in the United States:
Neither the General Assembly nor the Human Rights Council Resolution expressly addressed how member states must reconcile the aforementioned constitutional, statutory, and common law rights or, more pressingly, how they can financially afford to comply with this reaffirmed human right. Yet, the resolutions impose upon the international community the obligation to provide drinking water and sanitation in an available, safe, acceptable, and affordable manner without a blueprint for success.. Right to Water and Sanitation, supra note 54. Completion of this task may involve difficult decisions such as the privatization of water supplies and systems in some manner that does not intrinsically violate human rights.. Maria McFarland Sanchez-Moreno & Tracy Higgins, No Recourse: Transnational Corporations and the Protection of Economic, Social, and Cultural Rights in Bolivia, 27 Fordham Int'l L.J. 1663, 1775 (2004). See also Jessica Budds & Gordon McGranahan, Are the Debates on Water Privatization Missing the Point? Experiences from Africa, Asia, and Latin America, 15 Env't & Urbanization 87, 95 (2003). A. Necessity of Privatization to Advance the Human Right to WaterIn a "land of plenty," the notion that anyone can or should die from thirst or diarrhea is as inconceivable as waking up to a Canadian invasion of the United States. However, as previously noted, water shortages are already leading to armed conflict among nations.. Huang, supra note 21, at 354; Rasmussen, supra note 15. Yet, because at least some of the American public apparently does not appreciate that water is more valuable in other parts of the world than gold, diamonds, or oil, some fear private corporations will be permitted to continue their efforts to siphon, bottle, and exploit water in this country, or seek profit from taking over the government's provision of water to the public.. Shawn Tully, Water, Water Everywhere, Fortune, May 15, 2002, at 344 ("Water promises to be to the 21st century what oil was to the 20th century: the precious commodity that determines the wealth of nations."). However, including private companies in the equation when considering how to solve the water shortage domestically and abroad offers real potential and may ultimately prove to be an inescapable necessity. The key lies in the proper regulation of private companies without allowing them to slowly siphon billions of gallons of water purely for corporate gain.. Williams, supra note 24, at 487 ("Due to the fact that state parties retain certain obligations to protect the right to water even under privatization arrangements, a human rights perspective may tend to clarify states' responsibilities, elucidate how privatization could potentially violate rights, and indicate possible steps states should take to mitigate such impact on human rights."). Recent civil unrest in Africa and the Middle East has caused gas prices to skyrocket and nearly caused a double dip recession in the United States.. The CNN Wire Staff, supra note 10. Thus, one unavoidable question is how nations will navigate financial obstacles while complying with the human rights obligations owed to individuals. This is not a simple task because, even in developed countries, funding to repair water infrastructure is limited. Although the Environmental Protection Agency predicts $300 billion is needed for water infrastructure repairs in the United States, the Obama Administration has received only $6 billion.. Jeneen Interlandi, The New Oil: Should Private Companies Control Our Most Precious Natural Resource? Newsweek (October 08, 2010), available at http://www.newsweek.com/2010/10/08/the-race-to-buy-up-the-world-s-water.html. While a Republican-controlled Congress demands belt-tightening in many facets of government, "more than half a million pipes burst every year" and "more than 6 billion gallons of water are lost to leaky pipes.". Id. Multiple states and municipalities have privatized water supplies or are contemplating privatization to address the conflict between their lofty goal of providing water to all citizens and their struggle with limited funds.. Id. ("In response to the funding gap, hundreds of U.S. cities—including Pittsburgh, Chicago, and Santa Fe, N.M.—are now looking to privatize. On its face, the move makes obvious sense: Elected officials can use the profits from water sales to balance city budgets, while simultaneously offloading the huge cost of repairing and expanding infrastructure—not to mention the politically unpopular necessity of raising water rates to do so—to companies that promise both jobs and economy-stimulating profits. An effective partnership must be forged between the government as trustee of this natural resource and companies as vendors to provide the necessary services to the public."). Currently, multinational companies are expanding the market of water management services in the United States. Erika Hobbs, Low Rates, Needed Repairs Lure "Big Water" to Uncle Sam's Plumbing, The Center for Public Integrity (February 12, 2003), http://projects.publicintegrity.org/water/report.aspx?aid=54. despite a widely publicized, negative experience in Atlanta.. In Atlanta, the water system was taken over by United Works, a subsidiary of the French corporate conglomerate Suez, to operate Atlanta's water system. Although it was to signal the beginning of large cooperative efforts by private corporations to manage the water systems of major cities it was plagued by United Works' increased water bills to citizens, dangerous downsizing of necessary personnel, delayed service of complaints made by citizens, and overbilling the city. See Public Citizen, Waves of Regret (2005), available at http://www.citizen.org/documents/waves.pdf. See also Sanchez-Moreno & Higgins, supra note 62; Douglas Jehl, As Cities Move to Privatize Water, Atlanta Steps Back, N.Y. Times, Feb. 10, 2003, at A14, available at http://www.nytimes.com/2003/02/10/us/as-cities-move-to-privatize-water-atlanta-steps-back.html. For example, United States Filter, a subsidiary of the French company Vivendi, treats sewage for Oklahoma City and New Orleans, supplies drinking water to Tampa and Indianapolis, and recycles Honolulu's wastewater. United Water, a subsidiary of the French conglomerate Suez, treats sewage for Indianapolis, IN, Milwaukee, WI, and Springfield, MA, and supplies drinking water in Pittsburgh, PA, Hoboken, N.J., and Plainfield, IN.. Tom Arrandale, Foreign Faucet, Governing (June 2003), http://www.governing.com/topics/health-human-services/Foreign-Faucet.html.. The United States' water supply is also being bottled and sold as a commodity by several private companies. For example, water from the Great Lakes is sold bearing the Dasani label.. Milwaukee is currently selling water to Coca-Cola for its Dasani brand of bottled water. See John Schmid, Looking to Soak up Lake's Potential: Economic Asset Largely Untapped, Leaders Say, Milwaukee J. Sentinel, June 24, 2006, at A1. A recent Newsweek article documented True Alaska Bottling Company's efforts to purchase rights to transfer three billion gallons of water a year from Sitka, Alaska, to sell to China.. Interlandi, supra note 67. It has been noted that while proponents of privatization say markets are the best way to solve that problem, the benefits of the market come at a price—by definition, a commodity is sold to the highest bidder, not the customer with the most compelling moral claim.. Id. Through its efforts, and the cooperation of the Alaska state and local government, True Alaska Bottling is successfully converting water into a commodity at the possible detriment of Alaskan citizens—selling a natural resource to the highest bidder without a sustainable replacement.. Id. State government officials justify privatization schemes as necessary measures to avoid raising rates and to efficiently manage local financial burdens of rebuilding antiquated water systems.. Arrandale, supra note 72. At the behest of the United States Conference of Mayors, the federal government revised various tax codes to favor, or at least not penalize, privatization efforts.. Hobbs, supra note 70. See also Robert Vitale, Privatizing Water Systems: A Primer, 24 Fordham Int'l L.J. 1382 (2000), available at http://ir.lawnet.fordham.edu/ilj/vol24/iss4/11. However, several states disfavor privatization either as a result of anticipated problems or those experienced firsthand.. Public Citizen, Water Privatization Fiascos: Broken Promises and Social Turmoil (2004) available at http://www.publiccitizen.org/documents/privatizationfiascos.pdf.For example, when Nestlé/Perrier attempted to obtain permits to bottle the spring waters feeding the Mecan River in Waushara County, WI, in 2000, there was a public backlash.. Tom Vanden Brook, Perrier Wants to Draw Water on State Land: Bottler's Proposal Sparks Concern for Trout Stream, Milwaukee J. Sentinel, Dec. 19, 1999, at A1.Undaunted, Nestlé/Perrier attempted to siphon water from the spring waters feeding the Big Springs area of a nearby county.. Kevin Murphy, Nestle Waters Won't Develop Big Spring Site: Company Says Project is Dead, Letting High-Capacity Well Permits Expire, Milwaukee J. Sentinel, Sept. 20, 2002, at B7. As a result of litigation and community action, local citizens and the state legislature defeated these efforts.. Id. B. Solutions to the Pitfalls of PrivatizationThe mention of private corporations exploiting water raises the major concern of water being treated as no more than a commodity:
To alleviate this concern, government regulation of private companies engaged in serving water supplies or attempting to exploit water should guarantee that privatization is implemented only in ways that comport with human rights requirements.. Williams, supra note 24, at 501. Although the Human Rights Council Resolution does not indicate how businesses can fill this supportive role without overstepping bounds, the Office of the United Nations High Commissioner for Human Rights suggests that "international human rights law entail clear obligations in relation to access to safe drinking water" set an expectation of an affirmative role.. United Nations Human Rights Council, Report of the United Nations High Commissioner for Human Rights on the scope and content of the relevant human rights obligations related to equitable access to safe drinking water and sanitation under international human rights instruments, August 16, 2007, U.N. Doc. A/HRC/6/3, available at http://www2.ohchr.org/english/issues/water/iexpert/docs/A-CHR-6-3_August07.pdf. In 2008, the Institute for Human Rights and Business held several meetings in Washington, D.C., to explore the issues of water, human rights, and the role of the private sector. As a result of those discussions, it was determined that advancing a human right to water requires imposition of equal obligations from the government to corporations: . Williams, supra note 24, at 488-489.
An example of a legal construct for regulation of private companies involved in the implementation of the human right to water can be found in the United Nation's Global Compact.. See generally U.N. Global Compact, The Ten Principles, http://www.unglobalcompact.org/aboutthegc/thetenprinciples/index.html (last visited May 27, 2011). The first two of the Ten Principles of the Compact state "Businesses should support and respect the protection of internationally proclaimed human rights" and make sure that they are not complicit in human rights abuses.". Id. Although neither of those two, nor the other eight, core principles of the Compact directly relate to water as a distinct natural resource, the Compact does state that companies should comply with international human rights norms.. Id. Based on the General Assembly and Human Rights Council resolutions, the human right to water has been reaffirmed to be part of those norms. In addition to regulating private corporations' access to water supplies and in order to ensure actions consistent with human rights requirements, the United States' government should establish a clear level of tort liability that might be imposed against companies or in favor of individual citizens. Making private corporations accountable on the same level as governments cannot work if the corporations are allowed to exploit water sources without clear regulations and oversight of the use and pricing of water, as well as management of water supply systems.. Naegele, supra note 51, at 99 ("Privatization of water is a violation of human rights 'unless the state retains control so as to fulfill its obligation to ensure both minimal and progressive access to needed services on a nondiscriminatory basis."') (internal citations omitted). Further, it has been repeatedly observed that a danger exists that corporations, left to their own devices, might indiscriminately sell water to the highest bidder and exclude those who are unable to pay for it. It has been noted that"[a]s more assets and control shift to the private corporation, the government progressively loses the ability to provide water independently, and the more the government will need to rely on its regulatory function to ensure that water is provided to the population and human rights obligations are met.". Williams, supra note 24, at 493-494. Therefore, the only assurance governments and citizens will have that corporations will not violate their pledges of protecting human rights is to structure agreements with private corporations involved in the use, distribution, commoditization, and management of water supply systems that explicitly require the promotion of human rights.. Cf. Tilde Herrera, The Water Risks Companies Face, and How to Address Them (March 22, 2010), http://www.greenbiz.com/blog/2010/03/22/water-risks-companies-face-how-address-them#ixzz1GCw50ws5. As a direct result of the General Assembly and Human Rights Council resolutions, the human right to water has been lifted to the status of a fundamental right. Nonetheless, this right, though reaffirmed as inherent to human life, is in its infancy in the realm of legal discourse. To provide full access to this right, concerned parties must be prepared to pay more than lip service to this problem of global significance.. Williams, supra note 24, at 488 ("[U]nder a human rights perspective, the right to water is understood as a fundamental individual right that should be secured by overlapping layers of state responsibility that govern state actions both internally and internationally. In the context of the potential privatization of water supplies and services in a globalized economy, the significance of such an understanding of the right is that a number of state and international actors have a duty to respect, protect, and fulfill the right. Where the right applies, however, responsibility does not fall solely on the state."). Reliance upon instruments such as the Global Compact that already contemplate private corporate involvement in the provision of water, consistent with human rights obligations, may speed the creation of globally uniform standards. V. CONCLUSIONNo one wants to be in the unenviable position of allowing one child to drink while another remains thirsty. Legal scholars like Garrett Hardin, however, have contemplated the day when tough decisions—seemingly incongruent with morality—will need to be made to manage dwindling natural resources.. Garrett Hardin, An Ecolate View of the Human Predicament (June 9, 2003), http://www.garretthardinsociety.org/articles/art_ecolate_view_human_predicament.html ("Under conditions of overpopulation, freedom in an unmanaged commons bring ruin to all"). Absent a miraculous scientific advancement, we may be helpless to halt or reverse this tragedy of the commons. The human right to water must be crafted prospectively and inclusively, not only to ensure water to developing countries, but also to prevent privatization from siphoning a finite natural resource in developed countries.. Williams, supra note 24, at 501 ("There may be good reason to react with skepticism to broad-brush assertions of governments' ability to regulate and protect citizens against violations of their rights caused by privatization. But if a government is not in a position to protect the right to water through regulation of private industry, it seems unlikely that the government would be in a position to meet the right itself."). The United States must strive to balance its ambitions with this challenge, and prudence dictates that progress occur in a sustainable and fiscally responsible manner. The reality of our time is that world-wide, 1.5 million children under the age of five die each year from the lack of sanitary and drinkable water.. United Nations News Centre, Right To Water And Sanitation Is Legally Binding, Affirms Key UN Body, (October 1, 2010), http://www.un.org/apps/news/story.asp?NewsID=36308#. The community of nations, non-governmental agencies, ecologists, and corporate leaders, among others, owe it to children and the future to accept a modest proposal for all-inclusive dialogue to solve a water shortage that is claiming life much too soon. Humanity's plight need not consume our children, nor should the solution.
Derrick Howard is an Assistant Professor of Law at the Appalachian School of Law. This article is dedicated to Jessica J. Hurley. Her consistent support and encouragement allowed Professor Howard the time and energy needed to analyze and write about this important human rights issue.
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The Navy has both a tradition and a future—and we look with pride and confidence in both directions. –Admiral George Anderson, Chief of Naval Operations, August 1, 1961 I. INTRODUCTIONWhen one thinks of hybrid transportation, one commonly imagines small vehicles dedicated to ferrying people with few belongings through congested city streets. The Toyota Prius almost certainly comes to mind. Few could have foreseen integrating similar hybrid technology into the massive naval warships steaming the world's seven seas. Likewise, advanced fighter jets screaming off the decks of aircraft carriers seem unlikely tools of the green revolution. Yet new technologies on board these platforms represent a realization among military leaders that environmental stewardship and national security are not mutually exclusive goals.See Ray Mabus, U.S. Sec'y of the Navy, Remarks at the Navy League Sea-Air-Space Expo (May 5, 2010), available at http://www.navy.mil/navydata/people/secnav/Mabus/Speech/Sea-Air-Space%20Expo%205%20May10.pdf. The U.S. Navy's new focus on the environment has taken many forms in the last few years.See id. Seeking to improve efficiency and sustainability, the NavyUnless indicated otherwise, all military branches referenced in this article are those belonging to the United States. has pursued new technologies for maritime propulsion.See Ronald O'Rourke, Cong. Research Serv., RL33360, Navy Ship Propulsion Technologies: Options for Reducing Oil Use – Background for Congress 14-16 (2006), available at http://www.fas.org/sgp/crs/weapons/RL33360.pdf. Meanwhile, to safeguard ocean resources, the Navy has implemented initiatives to protect fragile ecosystems and endangered marine species.The Navy highlights its various environmental protection initiatives in its magazine Currents. See, e.g., NESDI Program Demos Technologies & Collects Data to Enhance Readiness: Recent Successes Include Better Water Quality Management Tools, Enhanced Anodizing Process, Currents, Summer 2010, at 40. Other military branches have also realized the importance of environmental decisions and have embraced efforts to field renewable and alternative fuel technologies.See Press Release, Alternative Fuel Tech., Inc., Alternative Fuel Technologies Inc. Announces Test Project with U.S. Army (June 15, 2009), http://www.marketwire.com/press-release/Alternative-Fuel-Technologies-Inc-Announces-Test-Project-With-US-Army-1004202.htm. The initiatives discussed herein show that the military is on the right track to fulfilling its promise of environmental stewardship while continuing to excel in its core mission of national defense.See, e.g., Richard A. Matthew, The Environment as a National Security Issue, 12 J. Pol'y Hist. 101 (2000). Although a long journey remains to meet the goals of these programs, the plans in place show a promising future for implementing sustainable technologies and protecting the fragile ecosystems where the military operates. II. THE HISTORY AND FUTURE OF NAVAL PROPULSIONThe world's navies sprung into existence by harnessing environmentally friendly energy. From the tiny dinghies of the distant past to the monstrous ship of the line of the Napoleonic era, wind has long provided humans with seafaring locomotion.See generally Alfred Thayer Mahan, The Influence of Sea Power Upon History: 1660-1783 (Boston, Little, Brown, & Co. 1890). In contrast, the use of fossil fuels for maritime propulsion is a relatively recent development. Although they offer a significant speed and flexibility advantage over sail power, petroleum- or coal-based fuels severely limits a ship's ability to stay at sea for prolonged periods of time. Many maritime foreign policy decisions of the mid-twentieth century centered on the limited distance that warships could travel without refueling. See, e.g., Great White Fleet, GlobalSecurity.org, http://www.globalsecurity.org/military/agency/navy/great-white-fleet.htm (last visited Aug. 3, 2010). As globalization increased the flow of commerce around the world, the ability to project naval power over long distances became increasingly important.See Commander Peter J. Winter, U.S. Army War College, The Role of the U.S. Navy in Support of the National Strategy of Maritime Activity, (Mar. 15 2006), available at www.dtic.mil/cgi-bin/GetTRDoc?Location=U2&doc=GetTRDoc.pdf&AD=ADA449645. Simultaneously, the worldwide increase in environmental consciousness intensified the awareness of the impact that our ocean travel has on the planet.Cf. Stacy J. Silveira, The American Environmental Movement: Surviving Through Diversity, 28 B.C. Envtl. Aff. L. Rev. 497, 503-07 (2001). While recognizing the critical importance of a highly capable navy, strategists have begun to recognize that embracing environmental stewardship can complement the military's quest for tactical advantages.FY10 Department of the Navy Posture: Hearing Before the Subcomm. on Def. of the S. Comm. on Appropriations, 111th Cong. 1 (2009) (statement of Ray Maybus, U.S. Sec'y of the Navy). As a leader in technological progress, the Navy is well situated and has the requisite research and development budget to take advantage of the numerous recent advances in propulsion technology. Investment in these environmentally friendly technologies can not only lead to tremendous monetary savings, but also can enhance the public opinion of the Navy as a leader in sustainability. A. Extending the Fleet's Endurance: Nuclear, Hybrid, and Future Propulsion SolutionsThe Navy has long been a leader in one particular alternative fuel source: nuclear energy.Exec. Order No. 12,344, 47 Fed. Reg. 4,979 (Feb. 1, 1982). See John W. Crawford & Steven L Krahn, The Naval Nuclear Propulsion Program: A Brief Case Study in Institutional Constancy, 58 Pub. Admin. Rev. 159, 159 (1998). Although the Navy developed nuclear submarines and aircraft carriers for their endurance potential, not necessarily to minimize environmental impacts, these vessels have patrolled the world's oceans, virtually emissions free, for decades.See Crawford, supra note 12. In the late 1940s and early 1950s, atomic power captured the hopes and imagination of groups ranging from industrialists to environmentalists; it offered a source of virtually unlimited and relatively cheap clean energy.See, e.g., President Dwight D. Eisenhower, Remarks Before the 470th Plenary Meeting of the United Nations General Assembly (Dec. 8, 1953) (commonly referred to as the "Atoms for Peace" address). Led by the eccentric but brilliant Admiral Hyman G. Rickover, the Navy proved the viability of nuclear power for maritime propulsion shortly after the detonations of the first atomic weapons.NASA's Organizational and Management Challenge: Hearing Before the H. Comm. on Sci., 108th Cong. 1 (2003) (statement of Admiral F.L. Bowman, Dir., Naval Nuclear Propulsion Program). In 1955, the first nuclear powered submarine, USS Nautilus, sent its now legendary communication, "underway on nuclear power."Under Way on Nuclear Power: On a Trial Run the 'Nautilus' Proves Herself in Turbulent Seas, Life, Jan. 31, 1955, at 24. Several nuclear surface ships followed, including the first nuclear aircraft carrier, USS Enterprise.Ronald O'Rourke, Cong. Research Serv., RL33946, Navy Nuclear-Powered Surface Ships: Background, Issues, and Options for Congress 3 (2010). Buoyed by the optimism of the early atomic age, naval architects dreamt of a global fleet of naval and merchant ships that could operate for twenty years without ever stopping for fuel.Nuclear-Powered Ships, World Nuclear Assoc., http://www.world-nuclear.org/info/inf34.html (last updated Nov. 19, 2010). See also O'Rourke, supra note 17, at 6. However, following the accidents at Three Mile Island and Chernobyl, enthusiasm for atomic power waned as hope for its potential as a clean energy source gave way to fear of the dangers of nuclear meltdowns or radiation leaks.Mark Stencel, A Nuclear Nightmare in Pennsylvania, Wash. Post, Mar. 27, 1999, available at http://www.washingtonpost.com/wp-srv/national/longterm/tmi/tmi.htm; Richard Stone, The Long Shadow of Chernobyl, Nat'l Geographic, Apr. 2006, at 4. These fears have likely been renewed with the recent events related to the tsunami in Japan. See David Sanger et. al, U.S. Calls Radiation "Extremely High" and Urges Deeper Caution in Japan, N. Y. Times, Mar. 16, 2011, available at http://www.nytimes.com/2011/03/17/world/asia/17nuclear.html?_r=1&hp. As costs mounted and public opinion turned against nuclear energy, the Navy scrapped its plans for an all-nuclear fleet.Patrick Moore, Going Nuclear, Wash. Post. Apr. 16, 2006, available at www.washingtonpost.com/wp-dyn/content/article/2006/04/14/AR2006041401209.html; Marco Giugni, Social Protest & Policy Change: Ecology, Anti-Nuclear, and Peace Movements 44 (Rowan & Littlefield Publishers 2004). Nevertheless, the nation's submarines and aircraft carriers continue to employ nuclear power plants for their energy needs.Giugni, supra note 20. The Navy currently operates eleven nuclear carriers and seventy-two nuclear submarines on station throughout the world.U.S. Navy Ships, U.S. Navy, http://www.navy.mil/navydata/our_ships.asp (last visited Feb. 5, 2011). Remarkably, the nuclear ships and submarines comprising the U.S. fleet have never suffered a nuclear accident in the combined 128 million miles that they have sailed since Nautilus's maiden voyage.Bowman, supra note 15. While nuclear vessels of the Cold War era required refueling approximately every twenty years, a costly and time-consuming operation, the current generation of ships will never need to refuel their reactor cores during their operating lifetimes of over thirty years. Transformational Technology Core (TTC), GlobalSecurity.org, http://www.globalsecurity.org/military/systems/ship/systems/ttc.htm (last visited Aug. 3, 2010). Coping with the radioactive waste byproduct of nuclear vessel operation remains a concern.See Radioactive Waste Disposal: an Environmental Perspective, U.S. Envtl. Prot. Agency www.epa.gov/rpdweb00/docs/radwaste (last visited Apr. 17, 2011). While the reactors with the newest designs produce substantially less waste than their predecessors, the radioactive components of all reactors must eventually find a safe and permanent home that is isolated from population centers.Peter Fairley, Cleaner Nuclear Power?, MIT Tech. Rev. (Nov. 27, 2007), http://www.technologyreview.com/energy/19758. Unfortunately, there are no clear solutions for this problem, especially with the political deadlock that has stalled the development of the national radioactive waste repository at Yucca Mountain, Nevada.Steve Tetreault, DOE Asks to Halt Yucca Mountain, Las Vegas Rev. J. (Mar. 2, 2010), http://www.lvrj.com/news/nuclear-waste-blue-ribbon-panel-to-start-work-86253967.html. When the Navy turned away from nuclear power for its smaller surface combatants,The Navy produced a few non-aircraft carrier surface combatants in the 1960s and 1970s. All have since been decommissioned, leaving aircraft carriers as the only remaining US surface ship to employ nuclear propulsion. O'Rourke, supra note 17, at 4. it shifted to powerful, yet inefficient gas-turbine engines.Norman Friedman, Going Electric, Year in Defense Naval Edition, Spring 2010, at 68, 71. These propulsion plants currently provide the power for most surface warships, primarily the Navy's Arleigh Burke-class destroyers and Ticonderoga-class cruisers. DDG51 – Arleigh Burke Class Guided Missile Destroyer, Military.com, http://tech.military.com/equipment/view/89176/ddg51—-arleigh-burke-class-guided-missile-destroyer.html (last visited Aug. 3, 2010). The gas-turbine engines used on these ships are essentially jet engines, similar to those found on the Vietnam-era F-4 Phantom, repurposed for surface platform propulsion and electrical power generation.Robert Sherman, LM2500 Gas Turbine Engine, Fed'n of Am. Scientists, http://www.fas.org/man/dod-101/sys/ship/eng/lm2500.htm (last updated Feb. 27, 1999). Although somewhat less efficient than many modern diesel engines, gas-turbine engines provide advantages over diesel counterparts, including increased power, greater maximum speed, simpler design and maintenance, and significantly smaller size and lower weight per unit of generated power.P.P. Walsh & P. Fletcher, Gas Turbine Performance 9–10 (2d ed. 2004). However, future military planners may not have to choose between performance and efficiency. A new generation of ship designs, capable of meeting all of the Navy's performance requirements while satisfying all of the efforts to reduce fuel consumption, is likely to arrive in the near future. In 2009, the Navy commissioned the USS Makin Island, its first hybrid electric warship.Steve Liewer, Navy Goes Green with New Hybrid Ship, San Diego Union-Trib., Sep. 15, 2009, available at http://www.signonsandiego.com/news/2009/sep/15/navy-goes-green-new-hybrid-ship. The Makin Island's designers fitted the 844-foot vessel with auxiliary motors that allow the ship to cruise at low speeds using only electrical power.Id. For higher speeds, the ship retains gas-turbine engines.Id. Since many Navy ships spend the majority of time patrolling at low speeds, the ability to loiter on only electric motors results in enormous energy savings.Id. On its maiden voyage, the Makin Island used 900,000 gallons less fuel than comparable ships without the hybrid electric motors.Navy Raises Fuel-efficiency with a Hybrid-Electric Ship, Wharton Aerospace & Defense Report (Sep. 18, 2009), http://executiveeducation.wharton.upenn.edu/wharton-aerospace-defense-report/Navy-Raises-Fuel-efficiency-with-a-Hybrid-Electric-Ship-0909.cfm. Over its life, analysts predict operational savings to reach $250 million.Id. Although impressive, the Makin Island represents only the beginning of what could be possible for future Navy combatants. Currently, cruisers and destroyers employ four gas-turbine engines. If designers and strategists agreed to a small reduction in top speed, it may be possible to modify these propulsion plants by installing electric motors for use in low speed operations.Philip Ewing, New DDG-51s Could Get Tweaks, Upgrades, Navy Times (Aug. 1, 2008), http://www.navytimes.com/news/2008/08/navy_destroyer_upgrades_080108w/. In 2009, the Navy demonstrated its commitment to expand hybrid naval propulsion beyond the Makin Island by investing $33 million in a proof-of-concept demonstration program for a hybrid electric propulsion system on Arleigh Burke-class destroyers.Michael Cooney, Navy Spends $33 million for Hybrid of the High Seas, Network World (Jul. 15, 2009), http://www.networkworld.com/community/node/43570. Additionally, the newest and smallest U.S. naval surface combatant, the littoral combat ship, employs a similar combined power plant technology, along with efficient, steerable water-jet propulsion.Nation's First Littoral Combat Ship Propulsion Plant Operational, Lockheed Martin (July 10, 2008), http://www.lockheedmartin.com/news/press_releases/2008/071008_LCS1_ Propulsion_Plant_Operational.html. These advances allow the nimble, 374-foot vessel to enjoy a range of more than 3500 nautical miles while still maintaining a top speed greater than forty knots. Id. These innovative uses of well-tested technologies demonstrate that the Navy is well-positioned to lead the way in sustainable energy technology. Using proven technologies saves long-term research costs and allows rapid fielding of vessels with improved efficiencies. Although more radical ideas are in development, even modest and relatively inexpensive efficiency improvements can amount to dramatic cost savings in the aggregate. B. The Navy's Biofueled Fighter Jet: The "Green Hornet"The Navy has not limited its pursuit of sustainable technologies to its surface vessels and submarines; some new technologies have literally taken off. The Navy has begun extensive testing of the "Green Hornet," a version of the mighty F/A 18 Super Hornet fighter jet, which is powered by an even blend of conventional fuel and camelina-based biofuel.Liz Wright, Navy Tests Biofuel-Powered 'Green Hornet', Navy.mil, (Apr. 22, 2010) http://www.navy.mil/search/display.asp?story_id=52768. The Green Hornet recently became the first aviation platform to evaluate supersonic performance of a half-biofuel blend, proving the potential for sustainable fuel sources in combat operations.Id. The ability to utilize fuel from the hardy, common, domestically grown camelina plant to power fighter jets gives the Navy significant flexibility and a step towards freedom from foreign fuels. Although the fleet's super-carriers only require refueling every twenty years thanks to their nuclear reactors, the jets that they carry are true gas guzzlers.A similar jet sold to the public consumes an incredible 80 gallons of fuel per hour. Steve Bloomfield, A £1.6m Fighter Jet: The Ultimate Boy's Toy, The Independent, Apr. 30, 2006, available at http://www.independent.co.uk/news/uk/this-britain/a-16316m-fighter-jet-the-ultimate-boys-toy-476217.html. As part of the shift to biofuels, fleet leaders have partnered with Navy's fuel lab at Patuxent River, Maryland to develop certification standards to analyze and test a wide variety of renewable and alternative fuels for even greater source flexibility.Wright, supra note 43. In addition to shifting to sustainable biofuels, the Navy's investment in carrier-based autonomous aircraft may also help to reduce the environmental impact of the fleet's air wing. Since pilots can control unmanned aircraft remotely, they can rotate this duty to avoid fatigue. Drone aircraft can therefore remain in the air for extended periods of time, reducing the large fuel expenditures during launch and recovery.Andrew Moseman , The Navy's Fighter-Plane-Size UAV, the X-47B, Is Unveiled in California, Popular Mechanics, Oct. 1, 2009, available at http://www.popularmechanics.com/technology/military/4296188. Efficient autonomous aircraft, such as the RQ-4 Global Hawk, already rule the skies of Iraq and Afghanistan, providing commanders with unparalleled surveillance capability.Amy Butler, Global Hawk UAV Supports Border Ops In Iraq, Aviation Week, Mar. 11, 2007, available at http://www.aviationweek.com/aw/generic/story_generic.jsp?channel=awst&id=news/aw031207p1.xml. This drive for aviation innovation also extends to less conventional aircraft designs, such as modern blimp platforms. The Army recently recruited Northrop Grumman for a $500 million project to design and field three Long Endurance Multi-Intelligence Vehicles (LEMVs).Northrop Grumman Awarded $517 Million Agreement for U.S. Army Airship With Unblinking Eye, MarketWatch (June 14, 2010), http://www.marketwatch.com/...se-northrop-grumman-awarded-517-million-agreement-for-us-army-airship-with-unblinking-eye-2010-06-14?reflink=MW_news_stmp. These modern dirigibles will remain aloft for three weeks at a time, replacing fuel guzzling surveillance platforms by simply floating at an altitude of around twenty thousand feet.Id. The SR-71, one of the Air Force's most successful surveillance platforms, required a tremendous amount of fuel to operate. Richard H. Graham, SR-71 Revealed 165 (1996). The LEMV could even be outfitted with solar panels that maximize its large surface area to further increase its endurance. Some analysts already predict that this return to blimp technology may stimulate similar civilian innovation, such as the use of airships as fuel-efficient cargo transports.See Erik Sofge, 4 New 'Blimp' Designs Bring Return of the Airship, Popular Mechanics, Dec. 18, 2009, available at http://www.popularmechanics.com/technology/aviation/airships/4242974. Meanwhile, Boeing has developed a hydrogen-powered surveillance vehicle, the "Phantom Eye." The Phantom Eye is capable of loitering on station for up to ten days, which is ten times the duration of the Global Hawk.Michael Hoffman, UAV Could Spend Up to 10 Days Over Its Target, Military Times, Aug. 3, 2010, available at http://www.militarytimes.com/news/2010/08/airforce_phantom_eye_080110/. In addition to having improved on-station endurance, engines use hydrogen fuel with triple the efficiency of standard aviation fuel.Id. To power the small engines mounted under each wing, Boeing worked with Ford Motor Company to adapt a standard four-cylinder car engine to high altitude applications.Press Release, Randy Jackson and Chris Haddox, Phantom Eye Long Range High Endurance Aircraft Unveiled (Jun. 12, 2010), http://www.boeing.com/Features/2010/07/bds_feat_phantom_eye_07_12_10.html. This partnership provides yet another example how a basic product can be adapted in innovative ways to produce remarkable results.Id. C. Other Applications of Sustainable Fleet TechnologiesComplementing the environmental benefits, the Navy's use of alternative fuel sources and efficient engines can also bring significant flexibility to contingency or crisis operations. Newly developed energy technologies that can operate far from established supply lines reduce the need to maintain proximity to supply centers and enhance a commander's ability to respond to disasters. Nuclear carriers or submarines could possibly be used to provide electricity for large scale relief operations. Additionally, by adding ultra-efficient diesel engines or hybrid propulsion plants to cruisers or destroyers running disaster response missions, commanders could potentially use these ships as additional tools for rapid disaster relief.See Admiral Gary Roughead, Chief of Naval Operations, Statement Before the House Subcommittee on Defense Committee on Appropriation on FY 2012 (2011), available at http://appropriations.house.gov/_files/030911HACD_Posture_CNO_final.pdf. The potential for the use of developed energy technology was seen in the response to the earthquake in Haiti in January 2010. Within hours, the nuclear carrier USS Carl Vinson sailed from Virginia to support the international Haitian relief effort.Nicholas Casey, Aircraft Carrier Purifies Water; Challenge Is Delivery, Wall St. J. Blogs (Jan. 16, 2010, 8:31 PM), http://blogs.wsj.com/dispatch/2010/01/16/aircraft-carrier-purifies-water-challenge-is-delivery/. In addition to providing personnel and equipment, the commanding officer used the carrier's nuclear reactors to generate desperately needed clean, fresh water for the devastated country.Id. D. The Promising Future for Sustainable Technologies at SeaThe Navy has a long and distinguished tradition of technological innovation.Roughead, supra note 56. Channeling this innovative spirit into future energy solutions fits seamlessly within national security strategy.Id. The current Navy leadership has made strong commitments to improve the fleet's overall efficiency and to increase its ability to take advantage of renewable fuel sources.Mabus, supra note 1. The possibilities for propulsion technologies are limited only by human imagination. Soon, advances in nuclear technology may reopen the possibility of a nuclear, emission-free fleet.O'Rourke, supra note 17, at 2. The newest reactor design already fielded on the Virginia class submarines drastically improves upon the last generation by simplifying the design, reducing maintenance demands, limiting radioactivity, improving the nuclear fuel life cycle, and increasing safety and redundancy features. Although the technical specifications are classified, the newest civilian reactor designs, such as Westinghouse's AP1000, provide a sense of the magnitude of the improvements.AP1000 at a Glance, Westinghouse, http://www.ap1000.westinghousenuclear.com/ap1000_glance.html (last visited Aug. 5, 2010). Naval architects have considered even more radical innovations to harness renewable power. For example, engineers have affixed giant parachute-like sails, similar to those used by kite surfers, to ships in order to once again harness the power of the wind.Mark Rutherford, Navy Charters Kite-Powered Cargo Ship to Deliver Equipment, CNET news (Oct. 11, 2008, 11:03 AM), http://news.cnet.com/8301-13639_3-10063876-42.html. Additionally, some hypothesize that fuel cells, proven viable for the Navy through recent proof of concept testing, may satisfy future fleet power needs.SECA Fuel Cell Proves Successful in Navy's Proof-of-Concept Testing Spinoff Applications Mark the Road to Widespread Commercialization, U.S. Dep't of Energy (Aug. 5, 2008), http://fossil.energy.gov/news/techlines/2008/08032-Fuel_Cells_Pass_Navy_Test.html. Regardless of the ultimate path that the Navy chooses for its future propulsion needs, the benefits of improving efficiency and reducing environmental impact are promising. Technological advances leading to increases in engine efficiency will improve a ship's endurance with a relatively small sacrifice in top speed and can lead to significant fuel savings over the lifespan of the vessel. III. WILDLIFE AND ECOSYSTEM PROTECTIONThe Navy has long sought to establish the appropriate balance between maintaining combat readiness and safeguarding the ocean's bounty. The fleet often operates in environmentally sensitive areas, particularly close to shore. Also, most naval installations are located in or near sensitive coastal areas.For example, Naval Base San Diego, California, Puget Sound Naval Shipyard, Washington, Pearl Harbor, Hawaii, and many more. Often, many of the industrial operations vital to maintaining the military's equipment have unfortunately resulted in fouling fragile reef and harbor ecosystems.See U.S. Coral Reef Task Force, The National Action Plan to Conserve Coral Reefs 23 (Mar. 2, 2000), available at http://www.coralreef.gov/about/CRTFAxnPlan9.pdf. For many years, the government ignored this damage and considered it a necessary evil in the struggle to maintain the fleet's combat readiness.Cong. Budget Office, Environmental Clean-up Issues Associated with Closing Military Bases (Aug. 1992), available at http://www.cbo.gov/ftpdocs/102xx/doc10287/1992_08_environmentalcleanupissues.pdf (comparing the costs and benefits of environmental cleanup with the strain it will place on the military budget). The national culture of acceptance for wanton damage to the environment has changed in the last several decades. Instead, that complacent culture has been replaced with an understanding that environmental protection and national security are not mutually exclusive.Cf. Silveira, supra note 10. Often, a reasonable balance can be found for both the needs of the military and the concerns of environmentalists. Obtaining this balance requires the interested parties to compromise, cooperate, and communicate throughout the entire process. The Navy has perceived this cultural shift, and has realized that its ability to continue operating in environmentally sensitive areas depends on civilian support.Roughead, supra note 56. Maintaining this civilian support requires that the Navy strike a balance between meeting military readiness requirements and causing the least environmental damage reasonably possible. There are certainly times when national security must take absolute priority. For example, when the United States was attacked at Pearl Harbor on December 7, 1941, it would not have been appropriate for the Navy to stop and consider the effect of defense on local marine life before responding. In contrast, for peacetime operations environmental stewardship can complement, rather than detract from, the Navy's role as guardian of the seas. A. Protecting Whales While Safeguarding our National InterestsSince submarine technology's infancy, engineers have struggled to find effective ways to hunt down stealthy adversaries. The most effective solution to date involves sonar; that is, either passively listening for the sound emitted from a target submarine or actively creating noise which bounces off the target.Winter v. Nat. Res. Defense Council, Inc., 129 S. Ct. 365, 370 (2008). Environmentalists and military leaders have long battled over the priorities of national defense and environmental protection. This struggle has most clearly manifested itself in recent years in the battle over sonar use off the Southern California Coast. See id. Although the technologies are more advanced, the basic principle of active acoustic submarine prosecution remains essentially the same. In its simplest form, ships or submarines can emit large blasts of sound underwater and interpret the echoes that bounce off the target submarine to determine its location.Chief of Naval Operations Submarine Warfare Division, Submarine Frequently Asked Questions, Navy.Mil, http://www.navy.mil, available at http://www.navy.mil/navydata/cno/n87/faq.html (last visited Feb. 10, 2011). The searching ship can determine range based on the delay from emission to detection, and can triangulate position by measuring a series of returns over time.Id. Typically, the louder the sound emitted, the better the return signal and the more precise targeting information generated.Id. This loud sound blast creates problems for wildlife. Many creatures dwelling in the darkness of the ocean depths rely on their own sonar systems to navigate, hunt, and communicate. See e.g. Communication of Whales, Whales.org, http://www.whales.org.za/facts_communication.aspx (last visited Feb. 10, 2011). Their sensory organs have developed into incredibly sensitive tools, capable of detecting even minor acoustic disturbances.Id. Marine biologists have speculated that the sound emitted by active sonar systems could harm marine species.Beaked Whales Perform Extreme Dives to Hunt Deepwater Prey, Woods Hole Oceanographic Inst., (Oct. 19, 2006), http://www.whoi.edu/page.do?pid=39139&tid=282&cid=16726&ct=162. Some experts even suggest that naval sonar may be to blame for the incidents of mass whale beachings that have occurred in recent years.Bill Mears, Are Sonar Tests Harming Whales? The Supreme Court Weighs In, CNN.com, (Oct. 8, 2008), http://www.cnn.com/2008/TECH/science/10/08/sonar.whales/index.html; Marc Kaufman, Whale Stranding in N.C. Followed Navy Sonar Use, Wash. Post, Jan. 8, 2005, at A03, available at http://www.washingtonpost.com/wp-dyn/articles/A42788-2005Jan27.html. In the past, the Navy long denied the connection between sonar use and harm to marine species, citing inadequate data and no actual proof linking sonar and whale injury.Id. Moreover, military leaders often cited national security concerns as overriding potential threats to marine species.Id. In 2007, this argument came to a head when the Natural Resources Defense Council (NRDC) sued the Navy to stop sonar use in specific "sensitive" areas including some of the military exercise areas off the Southern California Coast.Winter, 129 S. Ct. at 374. For a detailed analysis of the court battle, see Lisa Lightbody, Winter v. Natural Resources Defense Council, Inc., 33 Harv. Envtl. L. Rev. 593 (2009). This controversy eventually came before the U.S. Supreme Court in 2008.Winter, 129 S. Ct. at 374. The case centered on the fact that the Navy had not complied with the Marine Mammal Protection Act of 1972 (MMPA) or the National Environmental Policy Act of 1969 (NEPA).Id.; 16 U.S.C. §§ 1362(13), 1372(a) (2006) (prohibiting any individual from harassing, hunting, capturing, or killing a marine mammal); 42 U.S.C. § 4332(2)(C) (2006) (requiring a federal agency to prepare a detailed environmental impact statement when it proposes to take a major federal action significantly affecting the quality of the human environment). In 2007, the Defense Department granted the Navy a two year exemption from the MMPA, provided that the Navy adopt several mitigation procedures, including (1) training lookouts to spot and identify marine mammals close to their ships, (2) stationing additional marine mammal watches on each ship, (3) requiring any operator that spotted a marine mammal to report the sighting, (4) reducing sonar levels when a marine mammal approaches one thousand yards of the ship and securing sonar at two hundred yards, (5) operating sonar at the "lowest practicable level" at all times, and (6) adopting procedures to coordinate these actions throughout the fleet.Winter, 129 S. Ct. at 365. That same year, the Navy completed an environmental assessment (EA) which concluded that its sonar use does not have a significant impact on the environment.Id. See also 40 C.F.R. §§ 1508.9(a), 1508.13 (2007) (discussing environmental assessment requirements). Weighing the public interests, the Supreme Court found that "the overall public interest in this case tip[s] strongly in favor of the Navy," noting that "the President—the Commander in Chief—has determined that training with active sonar is essential to national security."Winter, 129 S. Ct. at 378. However, the Court reversed only the part of the district court's injunction and favored the Navy's proposed mammal mitigation measures.Id. at 379. The Navy, therefore, remains appropriately bound to its voluntary marine mammal mitigation measures. However, the Navy has since adopted a more progressive approach to environmental stewardship. After many years of essentially ignoring the laws limiting potentially damaging sonar activities, commanders have acknowledged that they can strike a better balance between training for combat readiness and safeguarding the environment.Roughead, supra note 56. Many environmental advocates still argue that the Navy has not implemented sufficient restrictions despite the recent marine mammal mitigation policy changes,See Lethal Sounds, Nat'l Res. Defense Council (Oct. 6, 2008), http://www.nrdc.org/wildlife/marine/sonar.asp. or that the Navy merely altered its policies after being forced by time-consuming and costly litigation. Regardless, recent measures taken to protect marine life without coercion by civilian action show a new attitude on the Navy's part. In 2009, the Navy announced that it would voluntarily limit sonar emissions in Puget Sound to minimize impacts to marine mammals.Id. Lingering concerns of sonar use in the area date back to 2003 when the destroyer USS Shoup startled several killer whales during an exercise in the Puget Sound.Id. In late 2010, the Navy agreed to discontinue use within the Strait of Juan de Fuca. However, naval exercises further off the coast remain controversial.Jennifer Olney, Environmentalist Outraged at Increased Navy Training, ABC Local KGO-TV (Dec. 14, 2010), http://abclocal.go.com/kgo/story?section=news/assignment_7&id= 7838655. Thus far, the Navy and environmental groups have not reached a compromise regarding these exercises, and may delve into a litigation battle similar to the fight over the Southern California operating areas.Id. The need for balance and compromise cuts in both directions. The Navy's previous passive approach to environmental concerns was likely short-sighted, but the pendulum should not be allowed to swing too far the other direction. The fear of any environmental impact, even small and well mitigated, should not deter the Navy leaders from taking steps to hone critical anti-submarine warfare skills.Winter, 129 S. Ct. at 365. The Navy's need to hone its anti-submarine skills has become imperative due to the proliferation of diesel-electric submarines.Id. at 370 It may come as a surprise, but the threat that submarines pose to world stability has only increased since the end of the Cold War.See Key Points: Blair Trident Statement, BBC News (Dec. 4, 2006, 16:43 GMT), http://news.bbc.co.uk/2/hi/uk_news/politics/6207148.stm; Associated Press; Officials Say U.S. Ship Harassed by China was Hunting Submarine Threats, Fox News (Mar. 11, 2009), http://www.foxnews.com/story/0,2933,508805,00.html; Terrorism Threat to Trident Submarine, The Seattle Times, Aug. 2, 2001, available at www.komonews.com/news/archive/4015996.html. The most dangerous submarines today are not the monstrous Soviet Typhoon missile boats that fueled the cat-and-mouse games of The Hunt for Red October fame.See Tom Clancy, The Hunt for Red October (United States Naval Institute Press 1984). The most dangerous submarines are small, inexpensive, and easily operated by diesel-electric engines.Winter, 129 S. Ct. at 370 n.4. Without the pumps required to cool a nuclear reactor, diesel-electric submarines are extremely quiet and hard to track using passive sonar.Tara Murphy, Security Challenges in the 21st Century Global Commons, 5 Yale J. Int'l Affairs 28, 34 (Jul. 2010). Although the diesel-electric power plant provides limited endurance relative to a nuclear reactor, diesel-electric submarines can prove very effective when operating close to shore or in strategic straits and shipping lanes.Frank Bantell, et al., Detecting Conventionally Powered Submarines: Team SPAWAR Contributions to the DESI and Maritime Strategy, CHIPS, Jul. 2009, at 30. The danger posed by these inexpensive weapons became clear when the South Korean vessel, Cheonan, exploded in the Yellow Sea in March 2010.Evan Ramstad, Downed South Korea Ship Spurs Rescue, Questions, Wall St. J., Mar. 27, 2010, available at http://online.wsj.com/article/NA_WSJ_PUB:SB10001424052748704100604575145683306658178.html. Although North Korea continues to deny involvement, the evidence clearly points to a diesel submarine attack.David E. Sanger, U.S. Implicates North Korean Leader in Attack, N.Y. Times, Mar. 22, 2010, available at http://www.nytimes.com/2010/05/23/world/asia/23korea.html. Iran operates similar submarine platforms, small, silent Kilo-class submarines purchased from Russia.Submarine Proliferation: Iran Current Capabilities, Nuclear Threat Initiative (Jan. 2010), http://www.nti.org/db/submarines/iran/index.html. Iranian Kilos could wreak havoc on the congested shipping lanes in the Middle East. China also operates Kilos and similar domestically built Song-class submarines, one of which embarrassed the United States by evading detection and surfacing unexpectedly next to the aircraft carrier USS Kitty Hawk in 2007.Matthew Hickley, The Uninvited Guest: Chinese Sub Pops Up in Middle of U.S. Navy Exercise, Leaving Military Chiefs Red-Faced, Mail Online (Nov. 10, 2007, 00:13 AM), http://www.dailymail.co.uk/news/article-492804/The-uninvited-guest-Chinese-sub-pops-middle-U-S-Navy-exercise-leaving-military-chiefs-red-faced.html. Hopefully hostilities that require defense against submarines will never again occur. Nevertheless, in light of potential future adversaries, the Navy must practice its anti-submarine warfare skills. Although commanders should consider environmental impacts in their operations, the key to satisfying both national security demands and ecosystem protection responsibilities lies in achieving the appropriate balance to mitigate potential impact. It is important that both military leaders and environmentalists are increasingly willing to communicate and discuss potential compromises. B. Other Navy Environmental Protection InitiativesAlthough less publicized than the high-profile whale protection initiatives, the Navy has implemented many other beneficial environmental programs. The Navy operates a monthly magazine, Currents, that highlights initiatives, successes, and challenges in environmental protection.See, e.g., Jim Brantley & Kenneth Hess, Sonar Allows for Real-Time Training Scenarios & Minimizes Impacts on Marine Mammals, Currents, Spring 2008, available at http://www.enviro-navair.navy.mil/currents/spring2008/Spr08_Active_Sonar_Marine_Life.pdf. Detailed programs include installing technology to reduce maritime disposal of plastics from ships underway, spending $20 million annually to research ways to better protect marine mammals, and developing coastal protection programs.U.S. Navy, Land-Based Efforts, Energy, Environment & Climate Change, http://greenfleet.dodlive.mil/environment/land-based-efforts/ (last visited Jan. 6, 2011). Simultaneously, many naval shore installations have embraced renewable energy technologies, including solar arrays and wind turbine generators.See, e.g., Blair Heusdens, On GITMO Small Gestures, Big Projects Save Energy, Army News Serv. (Apr. 16, 2009), http://www.army.mil/-news/2009/04/16/19746-on-gitmo-small-gestures-big-projects-save-energy/. For example, at the Naval Station Guantanamo Bay in Cuba, efficiency initiatives save 650,000 gallons of fuel every year, reducing airborne pollutants by thirteen million pounds.Id. Because these shore-based environmental projects are highly visible and often directly impact nearby communities, they are particularly important as a vehicle to enhance the public's perception of the Navy's commitment to environmental stewardship. As evidenced by the lawsuits challenging operations in sensitive areas, the Navy must earn the public's trust in its ability to operate in environmentally sensitive places without causing excessive damage. Losing public support could mean the Navy will no longer enjoy the public acceptance desired to effectively operate and train in areas near the coast. C. The Future of Ecosystem ProtectionThe Navy is well suited to take the lead in ecosystem protection in the maritime and coastal environments. Many Navy leaders now understand that defense of the world's oceans involves more than merely facilitating safe passage.See, e.g., Mabus, supra note 1. By minimizing the impact on the environment and by effectively managing resources, the Navy fulfills its ultimate duty to protect the oceans both from potential enemy combatants and from our own environmental damage. While many initiatives address the current state of ecosystem protection, early preventative action can ultimately save a tremendous amount of time and money. By implementing programs to ensure the Navy's industrial activities do not foul fragile areas, commanders are essentially investing in the future. As the civilian and military sectors have learned after spending billions of dollars to decontaminate several of the nation's superfund sites, the old maxim, "an ounce of prevention is worth a pound of cure," rings true.Cong. Budget Office, Environmental Clean-up Issues Associated with Closing Military Bases (Aug. 1992), available at http://www.cbo.gov/ftpdocs/102xx/doc10287/ 1992_08_environmentalcleanupissues.pdf. Similarly, investing in sustainable technologies to power the Navy's shore-based infrastructure can eventually result in dramatic cost savings over time. Ultimately, the Navy's ability to train and operate effectively depends on public support. This public trust does not develop automatically, rather it must be earned. Taking care to make reasonable concessions to protect marine mammals and their habitat, when possible, represents the first crucial step in earning public trust. IV. WAR, THE MILITARY, AND FOREIGN OILThe Navy does not stand alone in its commitment to environmental stewardship. The mounting financial burden associated with prolonged warfare has prompted all military branches to find alternatives to reduce fuel expenditures.Amy Belasco, Cong. Research Serv., RL 33110, The Cost of Iraq, Afghanistan, and Other Global War on Terror Operations Since 9/11 (Sept. 2, 2010). These technologies not only provide environmental benefits, but also dampen the financial impact of the country's overseas military operations and its reliance on foreign sources for oil. A. Sustainable Humvees: An Oxymoron?"High Mobility Multipurpose Wheeled Vehicles" (HMMWV), better known as "Humvees" or "Hummers," have long been symbolically antithetical to environmental sustainability. Designed to replace the ubiquitous Army Jeep, the Humvee rumbles through harsh terrain all over the world while drinking heavily from the fuel spigot. With an average fuel efficiency of about six miles per gallon, fuel efficiency is not a label synonymous with the Humvee.John Donnelly, Military Wants a More Fuel-efficient Humvee: Pentagon Makes an Energy Push, Boston Globe, Oct. 2, 2006. Appeal for this vehicle waned in Iraq and Afghanistan combat operations primarily because it lacks a V-shaped hull necessary to deflect blasts from beneath. Nevertheless, the Humvee will remain the primary vehicle used throughout the military until a better vehicle, such as the XM1124, replaces it.Hybrid Humvee Will Get a Battery from EnerDel, Says U.S. Army, DailyTech (Nov. 9, 2009), http://www.digitaltrends.com/international/cool-tech/hybrid-humvee-will-get-a-battery-from-enerdel-say-u-s-army/; XM1124 Hybrid Electric HMMWV, GlobalSecurity.org, http://www.globalsecurity.org/military/systems/ground/hmmwv-he.htm (last visited Aug. 2, 2010). As war continues in the Middle East and Central Asia, massive expenditures on foreign oil become increasingly difficult to justify. Much of it is purchased from nations with which America has delicate relations.U.S. Imports by Country of Origin, U.S. Energy Info. Admin (Dec. 12, 2010), http://www.eia.doe.gov/dnav/pet/pet_move_impcus_a2_nus_ep00_im0_mbbl_m.htm. Excessive oil expenditures become even less logical considering the abundance of alternative fuels already used in many vehicles throughout the United States. Recognizing these concerns, the Army developed a hybrid version of the Humvee, the XM1124.Id. In addition to doubling the fuel economy and reducing emissions by seventy-five percent, the XM1124 has a higher top speed and a faster acceleration compared to the original Humvee.Id. Moreover, hybrid technology in the Humvee also has less obvious benefits: a lower thermal signature, the ability to move silently utilizing only the electric motor, and the capacity to serve as a portable generator for remote outposts.Id. In addition to the obvious environmental benefits, this new hybrid vehicle technology will increase commanders' options and flexibility, while minimizing dependence on foreign oil. B. A Sustainable Footprint from "Boots on the Ground"A protected and reliable fuel supply is one of the most critical lifelines for combat troops operating in the field, and energy efficient operations in theatre can reduce the dependency on this logistical challenge. Since armies began using mechanized vehicles, providing a steady fuel supply to an ever-thirsty fleet has been essential to sustaining a military operation.Sandra I. Erwin, Tough to Free Troops from Oppressive Tyranny of Fuel, Nat'l Defense Mag., Feb. 2010, available at http://www.nationaldefensemagazine.org/archive/2010/February/Pages/ToughtoFreeTroopsFromOppressiveTyrannyofFuel.aspx. On today's battlefield, leveraging modern electronic tools has allowed armies to accomplish more with fewer troops.Id. However, as electronic technology becomes increasingly pervasive, the Army's need for energy will correspondingly increase. From remote outposts in the Afghan mountains to the massive Green Zone in the city center of Baghdad, Iraq, military operations depend on a nearly constant supply of energy.Id. Because the survival of any military base is dependent upon maintaining its fuel supply, dependence presents a significant vulnerability to military operations.Id. Taliban attacks on fuel shipments arriving through the Khyber Pass in Afghanistan highlight the vulnerability of the supply line and the risks that military personnel take on even in modern warfare.Gregg Carlstrom, Nato's Dangerous Supply Lines, Al Jazeera (June 10, 2010, 3:53 AM GMT) http://english.aljazeera.net/news/asia/2010/06/20106917552890245.html. A recent Army study showed that fuel accounted for fifty percent of all convoy loads moving through Afghanistan and Iraq.Casualty Costs of Fuel and Water Resupply Convoys in Afghanistan and Iraq, Army-Tech.com (Feb. 26, 2010), http://www.army-technology.com/features/feature77200/. If the military reduced its fuel demand it would also reduce its vulnerability to a fuel shortage. In fact, the Army report concludes that "a ten percent fuel reduction over five years could lead to a reduction of thirty-five casualties over the same period."Id. Currently, inefficient and expensive diesel generators supply the majority of combat outposts' electrical needs.Frontline Commanders Requesting Renewable Power Options, Def. Industry Daily (Sept. 2006), http://www.defenseindustrydaily.com/commanders-in-iraq-urgently-request-renewable-power-options-02548/. Because these outposts are generally only temporary, building larger, more permanent, cleaner electric generating facilities is generally not an option to improve overall efficiency.The debate over establishing new permanent U.S. military bases in foreign countries can be fiery. For example, Republican Senator Lindsey Graham of South Carolina proposed to establish permanent U.S. bases in Afghanistan, giving the Taliban fresh rhetorical ammunition against the United States. See Remarks of Lindsey Graham About Permanent Bases in Afghanistan Lifts the Curtain from the Colonialist Motives of America: Taliban, The Nation, Jan. 5, 2011, available at http://www.nation.com.pk/pakistan-news-newspaper-daily-english-online/International/05-Jan-2011/Remarks-of-Lindsey-Graham-about-permanent-bases-in-Afghanistan-lifts-the-curtain-from-the-colonialist-motives-of-America-Taliban/1. Similarly, most wind and solar power stations, while successfully providing energy to many domestic bases, either require permanent installation or are not adequately structurally sound to provide a viable option for installation in combat zones.On the other hand, smaller mobile units may soon enjoy the benefits of portable renewable power options. See, e.g., Cong. Budget Office, supra note 111. Frontline Commanders Requesting Renewable Power Options, Def. Industry Daily (May 26, 2010), http://www.defenseindustrydaily.com/commanders-in-iraq-urgently-request-renewable-power-options-02548. While shifting some generators to bio-fuels may improve overall sustainability, bio-fuel will not alleviate the fuel supply challenges. The Marine Corps has emerged as an unexpected champion for improvements in renewable energy to overcome these survivability issues.Press Release, Paul Greenberg, U.S. Africa Command, Marines Test Alternative Energy System in African Lion (May 25, 2010), available at http://www.africom.mil/getArticle.asp?art=4470. In an effort to demonstrate the viability of solar energy to power small, remote bases, the Marines established a fully operational forward operating base (FOB) during Operation African Lion, an exercise in Morocco.Id. The Marines had installed solar arrays on nearly every available surface, including tents and vehicles, within three hours. Early in the operation, the FOB successfully generated more power than the inhabitants needed.Id. Additionally, the base purified water using an advanced reverse osmosis system and gained a tactical advantage by operating without noisy generators and frequent resupply.Id. A recent symposium hosted by the Marine Corps demonstrates its commitment to continuing to pursue progress in this area. See Symposium Brochure, Event #0820, USMC Expeditionary Power & Energy Symposium (Jan. 26, 2010), available at http://www.dtic.mil/ndia/2010MCexpeditionary/Agenda.pdf. Despite progress using renewable energy to provide power to small combat outposts, the need for large, temporary power sources with minimal need for fuel resupply suggests a more advanced and controversial possibility: small, portable nuclear reactors. The Army toyed with the idea of using submarine style reactors throughout the 1950s, 1960s, and 1970s.Robert A. Pfeffer & William A. Macon, Jr., Nuclear Power: An Option for the Army's Future, 33 Army Logistician 4, 6 (2001), available at http://www.almc.army.mil/alog/issues/SepOct01/MS684.htm. Submarine reactors are quite small, making them easy to transport, but the reactors rely on ocean water for cooling, making their use on land impractical. For the Army to take advantage of portable nuclear technology, it would need a completely new reactor design. Although such innovation may take decades, the Army can glean technological advances from current civilian reactor technology.Id. at 7-8. Notably, Microsoft founder Bill Gates recently funded a start-up company, TerraPower, to develop small, self-contained, maintenance-free reactors designed to power small communities.Robert A. Guth & Daisuke Wakabayashi, Bill Gates Start-Up in Talks on Small Nuclear Reactor, Wall St. J., Mar. 22, 2010, available at http://online.wsj.com/article/NA_WSJ_PUB:SB10001424052748704841304575138530498037398.html. Without the need for any human intervention, maintenance, or oversight, these reactors could transition well into a military role, especially if combined with future plug-in hybrid or electric vehicles. Even a reactor small enough to fit on a mobile trailer could satisfy all of the electricity needs of a medium-sized military installation, eliminating the risk associated with fuel supply lines.Gabriele Rennie, Lawrence Livermore Nat'l Laboratory, Nuclear Energy to Go: A Self-Contained, Portable Reactor, Science and Tech. Rev. 20 (Jul.–Aug. 2004), available at https://www.llnl.gov/str/JulAug04/Smith.html. This technological advance could revolutionize warfare, while simultaneously reducing emissions and advancing sustainable base-load technology. Nevertheless, significant threat issues, such as enemy attacks and acquisition, remain obstacles that strategists will need to overcome before these portable reactors could be used in combat operations. C. Environmental Initiatives: Creating a Tactical AdvantageFifty years ago, environmental concerns presented obstacles to combat readiness rather than opportunities. Today, however, a new generation of leaders seems to have embraced the concept that renewable, alternative, and efficient technologies can provide a significant tactical edge.Roughead, supra note 56. With improved resource management and technological innovation comes what a modern military cherishes: flexibility and mobility. The Army of the future may no longer require traditional supply lines. A single nuclear reactor, safely sealed and requiring no maintenance, could power a relatively large base, including all of its vehicles, equipment, and, possibly, aircraft. This power generation technology, if further developed, could have wide-ranging civilian applications, particularly in developing countries where expanding infrastructure or large-scale power projects prove extremely difficult. V. CONCLUSIONSince the days of the sail, navies have served their countries at sea while forming a special bond with the waters that carry them. In an increasingly environmentally-conscious era, those who have carried out their trade on the world's oceans have naturally become champions of sustainability for their nation's defense and for nature's protection. As a new dawn of sustainability, efficiency, and ecosystem protection arrives, new military technologies represent the first products of sustainable innovation. The U.S. military is poised to take advantage of the momentum already fueling this revolution. Just as the race to the moon inspired the last generation of dreamers to solve some of the most difficult challenges in space exploration, the effort to improve energy efficiency and sustainability will inspire this generation's technological innovators. For those of us who serve our country on the high seas, we have long counted on the oceans to bring us safely home. It is our duty to return the favor as environmental stewards of the twenty-first century.
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SJEL partnered with the Washington Lawyers for Sustainability (WLS) and Washington Journal for Environmental Law & Policy to host a sustainability symposium on April 20, 2012, at Seattle University. The event focused on making sustainability legal, economically viable, and socially just. Presenters and speakers included professors, practitioners, and elected officials, including Seattle Mayor Mike McGuin.